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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEOS icon
8001
Geospace Technologies
GEOS
$94.6M
$20K ﹤0.01%
241
-157
-39% -$11.7K
IJR icon
8002
CALL
iShares Core S&P Small-Cap ETF
IJR
$109B
$20K ﹤0.01%
400
-2,200
-85% -$106K
IJR icon
8003
PUT
iShares Core S&P Small-Cap ETF
IJR
$109B
$20K ﹤0.01%
400
– –
LCII icon
8004
LCI Industries
LCII
$2.49B
$20K ﹤0.01%
+450
New +$19K
LQDT icon
8005
CALL
Liquidity Services
LQDT
$1.22B
$20K ﹤0.01%
+600
New +$19.1K
MIND icon
8006
CALL
MIND Technology
MIND
$45.3M
$20K ﹤0.01%
130
+90
+225% +$15.1K
MITK icon
8007
CALL
Mitek Systems
MITK
$754M
$20K ﹤0.01%
3,900
-8,500
-69% -$46.4K
NG icon
8008
PUT
NovaGold Resources
NG
$2.56B
$20K ﹤0.01%
8,800
+100
+1% +$261
NWG icon
8009
PUT
NatWest
NWG
$75.4B
$20K ﹤0.01%
1,579
+743
+89% +$8.31K
OPCH icon
8010
CALL
Option Care Health
OPCH
$3.45B
$20K ﹤0.01%
575
+75
+15% +$4.12K
OXSQ icon
8011
PUT
Oxford Square Capital
OXSQ
$163M
$20K ﹤0.01%
2,100
-2,200
-51% -$21.6K
PZG icon
8012
Paramount Gold Nevada
PZG
$96.1M
$20K ﹤0.01%
15,895
+6,095
+62% +$8.44K
RGA icon
8013
CALL
Reinsurance Group of America
RGA
$15.5B
$20K ﹤0.01%
300
+200
+200% +$13.5K
SBGI icon
8014
PUT
Sinclair Inc
SBGI
$992M
$20K ﹤0.01%
600
-500
-45% -$14.1K
SFST icon
8015
Southern First Bancshares
SFST
$591M
$20K ﹤0.01%
1,459
+1,093
+299% +$14K
TECL icon
8016
CALL
Direxion Daily Technology Bull 3x ETF
TECL
$5.08B
$20K ﹤0.01%
15,000
-5,000
-25% -$6.43K
XYL icon
8017
CALL
Xylem
XYL
$27.3B
$20K ﹤0.01%
700
-2,800
-80% -$74.6K
BERY
8018
PUT
DELISTED
Berry Global Group, Inc.
BERY
$20K ﹤0.01%
+1,089
New +$22.7K
BYU
8019
DELISTED
BAIYU Holdings, Inc. Common Stock
BYU
$20K ﹤0.01%
+2
New +$24.9K
SIX
8020
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$20K ﹤0.01%
600
-4,400
-88% -$156K
GOL
8021
PUT
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$20K ﹤0.01%
2,000
+1,900
+1,900% +$14.6K
FRTX
8022
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$20K ﹤0.01%
5
+1
+25% +$7.5K
PRTK
8023
CALL
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$20K ﹤0.01%
533
+200
+60% +$7.16K
TA
8024
PUT
DELISTED
TravelCenters of America LLC
TA
$20K ﹤0.01%
520
-280
-35% -$12.8K
SNP
8025
PUT
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$20K ﹤0.01%
260
-130
-33% -$9.73K
319 320
321
322 323

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.