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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDS icon
776
Dillards
DDS
$8.87B
$17.6M 0.02%
225,143
+224,296
+26,481% +$18.2M
TRND
777
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$17.6M 0.02%
535,817
+112,785
+27% +$3.69M
ANR
778
DELISTED
Alpha Natural Resources Inc
ANR
$17.6M 0.02%
2,954,848
-666,925
-18% -$3.91M
LRCX icon
779
Lam Research
LRCX
$382B
$17.6M 0.02%
3,434,640
+1,411,820
+70% +$6.9M
AMAT icon
780
Applied Materials
AMAT
$426B
$17.5M 0.02%
996,107
-369,223
-27% -$5.9M
ABV
781
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$17.4M 0.02%
453,620
+162,443
+56% +$5.96M
PNG
782
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$17.3M 0.02%
744,472
-45,952
-6% -$1.01M
DKS icon
783
Dick's Sporting Goods
DKS
$18.4B
$17.3M 0.02%
324,750
+156,874
+93% +$7.91M
XLU icon
784
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$17.3M 0.02%
927,400
-1,244,000
-57% -$23.7M
AXLL
785
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$17.3M 0.02%
458,514
-3,309
-0.7% -$138K
VTR icon
786
Ventas
VTR
$48.9B
$17.3M 0.02%
245,999
+3,600
+1% +$267K
EMC
787
CALL
DELISTED
EMC CORPORATION
EMC
$17.2M 0.02%
674,500
-87,200
-11% -$2.26M
TLM
788
CALL
DELISTED
TALISMAN ENERGY INC
TLM
$17.2M 0.02%
1,495,200
+18,100
+1% +$202K
GILD icon
789
CALL
Gilead Sciences
GILD
$161B
$17.2M 0.02%
273,000
+178,700
+190% +$10.7M
VLO icon
790
CALL
Valero Energy
VLO
$89.8B
$17.1M 0.02%
501,400
+467,300
+1,370% +$16.5M
GBDC icon
791
Golub Capital BDC
GBDC
$3.33B
$17.1M 0.02%
1,007,426
+178,326
+22% +$3.08M
STZ icon
792
Constellation Brands
STZ
$22.2B
$17.1M 0.02%
297,753
-41,741
-12% -$2.27M
RPG icon
793
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$17.1M 0.02%
1,344,680
+414,955
+45% +$5.1M
PG icon
794
PUT
Procter & Gamble
PG
$343B
$17.1M 0.02%
226,000
-48,100
-18% -$3.83M
GS icon
795
CALL
Goldman Sachs
GS
$313B
$17.1M 0.02%
107,800
-68,800
-39% -$11.1M
O icon
796
Realty Income
O
$61.2B
$17M 0.02%
441,477
+169,679
+62% +$6.88M
CF icon
797
CF Industries
CF
$19.2B
$17M 0.02%
402,740
+101,110
+34% +$3.87M
WFT
798
PUT
DELISTED
Weatherford International plc
WFT
$16.9M 0.02%
1,104,252
-180,538
-14% -$2.65M
CMCSK
799
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$16.9M 0.02%
390,509
+96,360
+33% +$4.18M
DD icon
800
PUT
DuPont de Nemours
DD
$18.6B
$16.9M 0.02%
174,024
-30,485
-15% -$2.84M
30 31
32
33 34

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.