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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSII
7926
PUT
DELISTED
Cardiovascular Systems, Inc.
CSII
$22K ﹤0.01%
700
+200
+40% +$6.61K
ALBO
7927
DELISTED
Albireo Pharma Inc
ALBO
$22K ﹤0.01%
273
-138
-34% -$12.6K
GPX
7928
DELISTED
GP Strategies Corp.
GPX
$22K ﹤0.01%
812
+32
+4% +$905
AXAS
7929
DELISTED
Abraxas Petroleum Corp
AXAS
$22K ﹤0.01%
277
-1,123
-80% -$75.6K
GXP
7930
CALL
DELISTED
Great Plains Energy Incorporated
GXP
$22K ﹤0.01%
800
+600
+300% +$15.2K
CVT
7931
DELISTED
CVENT, INC.
CVT
$22K ﹤0.01%
611
-2,576
-81% -$99K
NKA
7932
CALL
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$22K ﹤0.01%
1,500
-500
-25% -$7.12K
CRDS
7933
DELISTED
Crossroads Systems, Inc.
CRDS
$22K ﹤0.01%
470
+405
+623% +$21.1K
CNW
7934
DELISTED
CON-WAY INC.
CNW
$22K ﹤0.01%
538
-1,147
-68% -$45.1K
VTG
7935
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$22K ﹤0.01%
+12,827
New +$22.4K
NOR
7936
CALL
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$22K ﹤0.01%
757
+643
+564% +$17K
BRLI
7937
PUT
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$22K ﹤0.01%
800
+200
+33% +$5.23K
TDV
7938
DELISTED
DEUTSCHE X-TRACKERS 2040 TARGET DATE ETF
TDV
$22K ﹤0.01%
+749
New +$20.8K
RGP
7939
PUT
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$22K ﹤0.01%
+800
New +$21.4K
RNA
7940
CALL
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$22K ﹤0.01%
3,900
– –
HITK
7941
DELISTED
HI-TECH PHARMACAL INC
HITK
$22K ﹤0.01%
500
-1,412
-74% -$61.2K
TWGP
7942
CALL
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$22K ﹤0.01%
8,200
-7,300
-47% -$19.8K
MTL
7943
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$22K ﹤0.01%
5,355
+5,343
+44,525% +$21.7K
GLF
7944
CALL
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$22K ﹤0.01%
500
+400
+400% +$17.7K
FRP
7945
DELISTED
Fairpoint Communications, Inc.
FRP
$22K ﹤0.01%
1,620
+1,576
+3,582% +$20.6K
GNAT
7946
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$22K ﹤0.01%
1,009
-1,458
-59% -$30.3K
DPU
7947
DELISTED
DEUTSCHE BK AG LONDON BRH DB COMMODITY LONG ETN
DPU
$22K ﹤0.01%
1,291
-720
-36% -$10.1K
SWFT
7948
CALL
DELISTED
Swift Transportation Company
SWFT
$22K ﹤0.01%
+900
New +$20.9K
AMLP icon
7949
CALL
Alerian MLP ETF
AMLP
$12.9B
$21K ﹤0.01%
240
-940
-80% -$82.4K
APEI icon
7950
PUT
American Public Education
APEI
$910M
$21K ﹤0.01%
+600
New +$24.3K
316 317
318
319 320

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.