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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCI icon
7926
PUT
Rogers Communications
RCI
$18.8B
$23K ﹤0.01%
500
-200
-29% -$8.9K
REFR icon
7927
PUT
Research Frontiers
REFR
$13.6M
$23K ﹤0.01%
+4,000
New +$21.8K
RSG icon
7928
PUT
Republic Services
RSG
$67.4B
$23K ﹤0.01%
700
+500
+250% +$16.9K
SJT
7929
PUT
San Juan Basin Royalty Trust
SJT
$119M
$23K ﹤0.01%
1,400
-100
-7% -$1.64K
SSKN
7930
DELISTED
Strata Skin Sciences
SSKN
$23K ﹤0.01%
72
-64
-47% -$22.9K
URTH icon
7931
iShares MSCI World ETF
URTH
$7.83B
$23K ﹤0.01%
+333
New +$22.6K
XTNT icon
7932
Xtant Medical Holdings
XTNT
$59.8M
$23K ﹤0.01%
379
+204
+117% +$13K
TCFC
7933
DELISTED
The Community Financial Corporation Common Stock
TCFC
$23K ﹤0.01%
+1,124
New +$22.5K
RUTH
7934
CALL
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$23K ﹤0.01%
1,600
+1,100
+220% +$14.5K
TEN
7935
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$23K ﹤0.01%
400
-200
-33% -$10.9K
NTUS
7936
PUT
DELISTED
Natus Medical Inc
NTUS
$23K ﹤0.01%
1,000
-200
-17% -$3.86K
GPX
7937
DELISTED
GP Strategies Corp.
GPX
$23K ﹤0.01%
780
+580
+290% +$16.3K
KOL
7938
PUT
DELISTED
VanEck Vectors Coal ETF
KOL
$23K ﹤0.01%
120
+60
+100% +$11.9K
DFRG
7939
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$23K ﹤0.01%
954
-233
-20% -$4.67K
LGCY
7940
CALL
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$23K ﹤0.01%
800
-200
-20% -$5.5K
HBK
7941
DELISTED
Hamilton Bancorp, Inc. Common Stock
HBK
$23K ﹤0.01%
1,635
+831
+103% +$12.1K
SCG
7942
PUT
DELISTED
Scana
SCG
$23K ﹤0.01%
+500
New +$23.4K
LMOS
7943
DELISTED
Lumos Networks Corp
LMOS
$23K ﹤0.01%
1,093
+778
+247% +$17.2K
CUNB
7944
DELISTED
CU Bancorp
CUNB
$23K ﹤0.01%
1,289
-230
-15% -$4.18K
ELNK
7945
PUT
DELISTED
EarthLink Holdings Corp.
ELNK
$23K ﹤0.01%
+4,500
New +$23K
MEG
7946
CALL
DELISTED
Media General, Inc
MEG
$23K ﹤0.01%
+1,000
New +$17.2K
SQI
7947
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
$23K ﹤0.01%
791
-7,209
-90% -$186K
AHT.PRE
7948
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$23K ﹤0.01%
870
-1,840
-68% -$47.9K
ARO
7949
CALL
DELISTED
Aeropostale Inc
ARO
$23K ﹤0.01%
2,500
-9,700
-80% -$88.8K
CSG
7950
PUT
DELISTED
CHAMBERS STR PPTYS COM
CSG
$23K ﹤0.01%
+3,000
New +$25.6K
316 317
318
319 320

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.