We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPH
7901
CALL
DELISTED
Tri Pointe Homes
TPH
$22K ﹤0.01%
1,500
-800
-35% -$12.2K
UGA icon
7902
CALL
United States Gasoline Fund
UGA
$142M
$22K ﹤0.01%
+400
New +$23.9K
YANG icon
7903
Direxion Daily FTSE China Bear 3X ETF
YANG
$82.6M
$22K ﹤0.01%
2
+1
+100% +$16.8K
CPAY icon
7904
PUT
Corpay
CPAY
$25B
$22K ﹤0.01%
200
-48,200
-100% -$4.71M
EQC
7905
PUT
DELISTED
Equity Commonwealth
EQC
$22K ﹤0.01%
1,000
-3,100
-76% -$73.9K
ALIM
7906
DELISTED
Alimera Sciences
ALIM
$22K ﹤0.01%
393
-15
-4% -$941
APEN
7907
DELISTED
Apollo Endosurgery, Inc.
APEN
$22K ﹤0.01%
51
+18
+55% +$7.88K
BBQ
7908
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
$22K ﹤0.01%
1,339
+1,095
+449% +$17.7K
PTR
7909
PUT
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$22K ﹤0.01%
200
-500
-71% -$57.3K
AT
7910
CALL
DELISTED
Atlantic Power Corporation
AT
$22K ﹤0.01%
+5,000
New +$20.9K
VAR
7911
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
$22K ﹤0.01%
342
-456
-57% -$28.9K
CXO
7912
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$22K ﹤0.01%
200
-2,700
-93% -$257K
ARTX
7913
DELISTED
Arotech Corporation
ARTX
$22K ﹤0.01%
12,360
+7,360
+147% +$12.6K
TYPE
7914
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$22K ﹤0.01%
+772
New +$20.2K
AMID
7915
DELISTED
American Midstream Partners, LP
AMID
$22K ﹤0.01%
1,105
+862
+355% +$18K
ELLI
7916
CALL
DELISTED
Ellie Mae Inc
ELLI
$22K ﹤0.01%
700
-3,300
-83% -$92K
GST
7917
CALL
DELISTED
Gastar Exploration Inc.
GST
$22K ﹤0.01%
+5,500
New +$19K
CASC
7918
DELISTED
Cascadian Therapeutics, Inc.
CASC
$22K ﹤0.01%
1,784
-2,343
-57% -$24.7K
ATW
7919
PUT
DELISTED
Atwood Oceanics
ATW
$22K ﹤0.01%
400
-400
-50% -$22.5K
EJ
7920
PUT
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$22K ﹤0.01%
2,585
-1,723
-40% -$9.98K
FSYS
7921
PUT
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$22K ﹤0.01%
1,100
-4,800
-81% -$92.3K
PBCP
7922
DELISTED
POLONIA BANCORP INC MD
PBCP
$22K ﹤0.01%
2,240
-741
-25% -$7.2K
OCR
7923
CALL
DELISTED
OMNICARE INC
OCR
$22K ﹤0.01%
400
-204,400
-100% -$10.9M
BKYF
7924
DELISTED
BK KY FINL CORP
BKYF
$22K ﹤0.01%
800
+508
+174% +$14.2K
PKT
7925
CALL
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$22K ﹤0.01%
1,400
– –
315 316
317
318 319

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.