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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSQR
7876
DELISTED
BSQUARE Corporation
BSQR
$23K ﹤0.01%
8,361
-6,243
-43% -$17.5K
DWSN
7877
PUT
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$23K ﹤0.01%
+700
New +$25.7K
FNSR
7878
PUT
DELISTED
Finisar Corp
FNSR
$23K ﹤0.01%
1,000
-1,800
-64% -$37.1K
AEG icon
7879
PUT
Aegon
AEG
$14B
$22K ﹤0.01%
4,419
– –
ALEX
7880
CALL
DELISTED
Alexander & Baldwin
ALEX
$22K ﹤0.01%
+600
New +$24K
BCRX icon
7881
PUT
BioCryst Pharmaceuticals
BCRX
$2.28B
$22K ﹤0.01%
3,000
-2,000
-40% -$10.1K
CRIS icon
7882
Curis
CRIS
$9.78M
$22K ﹤0.01%
2
– –
DQ
7883
Daqo New Energy
DQ
$823M
$22K ﹤0.01%
4,140
-2,560
-38% -$6.03K
OPPJ
7884
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$275M
$22K ﹤0.01%
+1,520
New +$20.7K
ECNS icon
7885
iShares MSCI China Small-Cap ETF
ECNS
$64.9M
$22K ﹤0.01%
518
-681
-57% -$28.5K
FIZZ icon
7886
National Beverage
FIZZ
$2.96B
$22K ﹤0.01%
2,520
+1,044
+71% +$9.1K
GL icon
7887
CALL
Globe Life
GL
$14.2B
$22K ﹤0.01%
450
-8,250
-95% -$388K
GLDD
7888
DELISTED
Great Lakes Dredge & Dock
GLDD
$22K ﹤0.01%
+3,014
New +$22.4K
GSM icon
7889
CALL
FerroAtlántica
GSM
$594M
$22K ﹤0.01%
1,400
-100
-7% -$1.28K
HHH icon
7890
PUT
Howard Hughes
HHH
$3.81B
$22K ﹤0.01%
210
– –
IQV icon
7891
CALL
IQVIA
IQV
$38.7B
$22K ﹤0.01%
500
+300
+150% +$13.3K
ISSC icon
7892
Innovative Solutions & Support
ISSC
$327M
$22K ﹤0.01%
2,837
+1,837
+184% +$14.3K
LKQ icon
7893
CALL
LKQ Corp
LKQ
$5.68B
$22K ﹤0.01%
700
+300
+75% +$8.66K
LXFR icon
7894
Luxfer Holdings
LXFR
$456M
$22K ﹤0.01%
+1,377
New +$23.2K
MAYS icon
7895
J.W. Mays
MAYS
$78.1M
$22K ﹤0.01%
+873
New +$22K
OFIX icon
7896
Orthofix Medical
OFIX
$477M
$22K ﹤0.01%
1,092
-52,544
-98% -$1.28M
PATK icon
7897
Patrick Industries
PATK
$2.74B
$22K ﹤0.01%
2,471
+2,441
+8,137% +$18.5K
PSTV icon
7898
CALL
Plus Therapeutics
PSTV
$26.6M
– –
0
– –
SLGN icon
7899
Silgan Holdings
SLGN
$4.23B
$22K ﹤0.01%
930
-18,558
-95% -$446K
SRS icon
7900
PUT
ProShares UltraShort Real Estate
SRS
$15.3M
$22K ﹤0.01%
31
– –
314 315
316
317 318

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.