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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRO icon
7826
PUT
KRONOS Worldwide
KRO
$693M
$23K ﹤0.01%
1,500
+700
+88% +$11K
LZB icon
7827
CALL
La-Z-Boy
LZB
$1.58B
$23K ﹤0.01%
1,000
-400
-29% -$8.69K
MTDR icon
7828
PUT
Matador Resources
MTDR
$6.2B
$23K ﹤0.01%
1,400
+1,200
+600% +$17.8K
MTR
7829
Mesa Royalty Trust
MTR
$5.4M
$23K ﹤0.01%
1,000
-50
-5% -$1.12K
NRIM icon
7830
Northrim BanCorp
NRIM
$590M
$23K ﹤0.01%
3,716
-1,524
-29% -$9.4K
ODC icon
7831
Oil-Dri
ODC
$1.44B
$23K ﹤0.01%
+1,384
New +$21.6K
PROV icon
7832
Provident Financial
PROV
$111M
$23K ﹤0.01%
1,395
+873
+167% +$15.3K
PSTV icon
7833
PUT
Plus Therapeutics
PSTV
$26.6M
– –
0
– –
RAIL icon
7834
FreightCar America
RAIL
$261M
$23K ﹤0.01%
1,113
-2,266
-67% -$41.9K
SENEB
7835
Seneca Foods Class B
SENEB
$23K ﹤0.01%
744
+69
+10% +$2.19K
SNCR
7836
CALL
DELISTED
Synchronoss Technologies
SNCR
$23K ﹤0.01%
67
-255
-79% -$77.6K
THR
7837
DELISTED
Thermon Group Holdings
THR
$23K ﹤0.01%
1,003
+903
+903% +$19.1K
TMHC
7838
DELISTED
Taylor Morrison
TMHC
$23K ﹤0.01%
1,000
-69,860
-99% -$1.58M
TS icon
7839
PUT
Tenaris
TS
$28.9B
$23K ﹤0.01%
500
– –
ULBI icon
7840
Ultralife
ULBI
$86.4M
$23K ﹤0.01%
5,768
-4,983
-46% -$18.8K
ORAN
7841
CALL
DELISTED
Orange
ORAN
$23K ﹤0.01%
1,800
-3,000
-63% -$31.4K
CHIC
7842
DELISTED
Global X MSCI China Communication Services ETF
CHIC
$23K ﹤0.01%
1,157
+300
+35% +$5.59K
SCU
7843
CALL
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$23K ﹤0.01%
210
-80
-28% -$8.81K
MTEM
7844
DELISTED
Molecular Templates, Inc.
MTEM
$23K ﹤0.01%
30
-24
-44% -$19.7K
BICK
7845
DELISTED
First Trust BICK Index Fund
BICK
$23K ﹤0.01%
975
-1,528
-61% -$33.9K
ALBO
7846
DELISTED
Albireo Pharma Inc
ALBO
$23K ﹤0.01%
239
+144
+152% +$18.7K
ZVO
7847
CALL
DELISTED
Zovio Inc. Common Stock
ZVO
$23K ﹤0.01%
1,300
-10,300
-89% -$168K
FMBI
7848
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$23K ﹤0.01%
1,531
+531
+53% +$8.06K
MSL
7849
DELISTED
Midsouth Bancorp, Inc.
MSL
$23K ﹤0.01%
1,499
+919
+158% +$14.6K
BMS
7850
PUT
DELISTED
Bemis
BMS
$23K ﹤0.01%
600
+100
+20% +$4.05K
312 313
314
315 316

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.