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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTX
7801
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$24K ﹤0.01%
888
+208
+31% +$6.69K
SKUL
7802
PUT
DELISTED
SKULLCANDY INC
SKUL
$24K ﹤0.01%
3,800
-900
-19% -$5.03K
BUNL
7803
DELISTED
DEUTSCHE BK AG LONDON BRH DB GERMAN BD FUTURES ETN
BUNL
$24K ﹤0.01%
991
-1,049
-51% -$24.8K
EMMS
7804
DELISTED
Emmis Communications Corp
EMMS
$24K ﹤0.01%
2,383
+1,465
+160% +$16K
DCUB
7805
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$24K ﹤0.01%
+449
New +$23.3K
VRNG
7806
PUT
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$24K ﹤0.01%
840
+380
+83% +$12K
VTG
7807
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$24K ﹤0.01%
13,464
+7,390
+122% +$13.3K
LPHI
7808
DELISTED
LIFE PARTNERS HLDGS INC
LPHI
$24K ﹤0.01%
10,688
+1,700
+19% +$4.2K
CFP
7809
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$24K ﹤0.01%
1,152
+988
+602% +$20.8K
CAFI
7810
DELISTED
CAMCO FINL CORP
CAFI
$24K ﹤0.01%
6,092
+5,089
+507% +$20.3K
CEC
7811
DELISTED
CEC ENTERTAINMENT INC
CEC
$24K ﹤0.01%
512
+293
+134% +$12.6K
JFC
7812
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$24K ﹤0.01%
1,656
– –
COV
7813
CALL
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$24K ﹤0.01%
400
-12,459
-97% -$760K
YZC
7814
PUT
DELISTED
Yanzhou Coal Mining
YZC
$24K ﹤0.01%
2,500
+1,000
+67% +$8.38K
CIT
7815
CALL
DELISTED
CIT Group Inc.
CIT
$24K ﹤0.01%
500
-1,203,000
-100% -$59.1M
GNK
7816
CALL
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$24K ﹤0.01%
6,200
+900
+17% +$2.43K
ARGT icon
7817
Global X MSCI Argentina ETF
ARGT
$857M
$23K ﹤0.01%
1,180
+971
+465% +$17.8K
BFAM icon
7818
Bright Horizons
BFAM
$3.92B
$23K ﹤0.01%
648
-722
-53% -$25.9K
BIS icon
7819
ProShares UltraShort NASDAQ Biotechnology
BIS
$2.32M
$23K ﹤0.01%
22
-3
-12% -$3.55K
CLH icon
7820
CALL
Clean Harbors
CLH
$16.5B
$23K ﹤0.01%
400
-200
-33% -$11.2K
CRK icon
7821
Comstock Resources
CRK
$3.89B
$23K ﹤0.01%
286
-885
-76% -$70.9K
CRS icon
7822
CALL
Carpenter Technology
CRS
$25.8B
$23K ﹤0.01%
400
-13,000
-97% -$694K
EPM icon
7823
PUT
Evolution Petroleum
EPM
$132M
$23K ﹤0.01%
+2,000
New +$23.1K
GTN icon
7824
Gray Television
GTN
$415M
$23K ﹤0.01%
+2,938
New +$22K
IBKR icon
7825
PUT
Interactive Brokers
IBKR
$39.2B
$23K ﹤0.01%
+4,800
New +$20.6K
311 312
313
314 315

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.