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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDI icon
7776
Reading International Class A
RDI
$33.2M
$24K ﹤0.01%
3,622
+2,808
+345% +$17.8K
RGS icon
7777
Regis Corp
RGS
$68.4M
$24K ﹤0.01%
82
-634
-89% -$210K
SAM icon
7778
PUT
Boston Beer
SAM
$1.91B
$24K ﹤0.01%
100
-17,500
-99% -$3.62M
SB icon
7779
CALL
Safe Bulkers
SB
$795M
$24K ﹤0.01%
3,500
+3,100
+775% +$18.2K
SJT
7780
CALL
San Juan Basin Royalty Trust
SJT
$117M
$24K ﹤0.01%
1,500
-300
-17% -$4.93K
SJT
7781
PUT
San Juan Basin Royalty Trust
SJT
$117M
$24K ﹤0.01%
1,500
-3,300
-69% -$54.2K
SSKN
7782
CALL
DELISTED
Strata Skin Sciences
SSKN
$24K ﹤0.01%
66
-34
-34% -$13.6K
STM icon
7783
PUT
STMicroelectronics
STM
$46.7B
$24K ﹤0.01%
2,600
+2,200
+550% +$19.6K
TLTE icon
7784
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$336M
$24K ﹤0.01%
+469
New +$23.1K
TRX icon
7785
TRX Gold Corp
TRX
$254M
$24K ﹤0.01%
+9,390
New +$30.6K
UTHR icon
7786
PUT
United Therapeutics
UTHR
$25.8B
$24K ﹤0.01%
300
-1,500
-83% -$110K
WMK icon
7787
Weis Markets
WMK
$1.91B
$24K ﹤0.01%
500
-77
-13% -$3.76K
YINN icon
7788
Direxion Daily FTSE China Bull 3X ETF
YINN
$782M
$24K ﹤0.01%
40
+10
+33% +$4.67K
SIX
7789
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
$24K ﹤0.01%
700
-1,900
-73% -$67.2K
EMAN
7790
DELISTED
eMagin Corporation
EMAN
$24K ﹤0.01%
8,122
-494
-6% -$1.58K
RBCN
7791
PUT
DELISTED
Rubicon Technology, Inc.
RBCN
$24K ﹤0.01%
200
+150
+300% +$15.2K
WVFC
7792
DELISTED
WVS Financial Corp
WVFC
$24K ﹤0.01%
2,184
+600
+38% +$6.65K
PBCT
7793
CALL
DELISTED
People's United Financial Inc
PBCT
$24K ﹤0.01%
1,700
-200
-11% -$2.97K
MDP
7794
PUT
DELISTED
Meredith Corporation
MDP
$24K ﹤0.01%
500
+400
+400% +$18.6K
GMO
7795
DELISTED
General Moly, Inc.
GMO
$24K ﹤0.01%
14,161
-45,517
-76% -$82.1K
DFRG
7796
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$24K ﹤0.01%
+1,187
New +$24.4K
FNGN
7797
CALL
DELISTED
Financial Engines, Inc.
FNGN
$24K ﹤0.01%
400
+300
+300% +$16K
ERO
7798
DELISTED
Barclays Bank PLC iPath EUR/USD Exchange Rate ETN
ERO
$24K ﹤0.01%
450
+120
+36% +$6.27K
CST
7799
CALL
DELISTED
CST Brands, Inc.
CST
$24K ﹤0.01%
800
-400
-33% -$12.5K
BEBE
7800
DELISTED
Bebe Stores Inc
BEBE
$24K ﹤0.01%
400
-100
-20% -$5.82K
310 311
312
313 314

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.