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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTNC
7751
DELISTED
VITRAN CORPORATION
VTNC
$25K ﹤0.01%
5,048
+3,251
+181% +$16.8K
AXIT
7752
DELISTED
ISHARES TR MSCI ACWI EX US INFORMATION TECH ETF
AXIT
$25K ﹤0.01%
402
-108
-21% -$6.43K
SNTS
7753
PUT
DELISTED
SANTARUS INC
SNTS
$25K ﹤0.01%
1,100
+400
+57% +$9.51K
IMUC
7754
CALL
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$25K ﹤0.01%
240
+225
+1,500% +$24.7K
CFNL
7755
DELISTED
Cardinal Financial Corp
CFNL
$25K ﹤0.01%
1,521
-1,095
-42% -$18.1K
RPTP
7756
CALL
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$25K ﹤0.01%
+1,700
New +$20.4K
DPU
7757
DELISTED
DEUTSCHE BK AG LONDON BRH DB COMMODITY LONG ETN
DPU
$25K ﹤0.01%
1,858
+334
+22% +$4.88K
BRAZ
7758
DELISTED
Global X Brazil Mid Cap ETF
BRAZ
$25K ﹤0.01%
1,770
+841
+91% +$11K
SPN
7759
CALL
DELISTED
Superior Energy Services, Inc.
SPN
$25K ﹤0.01%
100
-430
-81% -$112K
AGX icon
7760
Argan
AGX
$8B
$24K ﹤0.01%
1,084
-67,858
-98% -$1.19M
ALNT icon
7761
Allient
ALNT
$1.49B
$24K ﹤0.01%
4,455
+2,632
+144% +$13.3K
BBDC icon
7762
PUT
Barings BDC
BBDC
$864M
$24K ﹤0.01%
800
+200
+33% +$5.83K
BTAL icon
7763
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
$24K ﹤0.01%
+1,234
New +$24.8K
CENTA icon
7764
Central Garden & Pet Co Class A
CENTA
$2.37B
$24K ﹤0.01%
+4,396
New +$24.1K
CMA
7765
PUT
DELISTED
Comerica
CMA
$24K ﹤0.01%
600
+200
+50% +$8.31K
EAT icon
7766
CALL
Brinker International
EAT
$9.17B
$24K ﹤0.01%
600
+500
+500% +$20.4K
EFX icon
7767
CALL
Equifax
EFX
$20.3B
$24K ﹤0.01%
400
-300
-43% -$18.5K
EHTH icon
7768
eHealth
EHTH
$42.2M
$24K ﹤0.01%
743
-2,026
-73% -$55.8K
HYEM icon
7769
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$24K ﹤0.01%
938
+792
+542% +$19.9K
KIM icon
7770
CALL
Kimco Realty
KIM
$17.2B
$24K ﹤0.01%
1,200
+400
+50% +$8.53K
MFIC icon
7771
PUT
MidCap Financial Investment
MFIC
$787M
$24K ﹤0.01%
967
-500
-34% -$12.1K
MSB
7772
CALL
Mesabi Trust
MSB
$289M
$24K ﹤0.01%
1,100
+700
+175% +$13.7K
MTD icon
7773
PUT
Mettler-Toledo International
MTD
$28.6B
$24K ﹤0.01%
100
– –
OSK icon
7774
CALL
Oshkosh
OSK
$8.79B
$24K ﹤0.01%
500
– –
RAMP icon
7775
LiveRamp
RAMP
$2.3B
$24K ﹤0.01%
856
-10,981
-93% -$282K
309 310
311
312 313

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.