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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONCY
7701
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$28K ﹤0.01%
17,605
+7,027
+66% +$15.8K
OWW
7702
CALL
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$28K ﹤0.01%
3,900
-5,800
-60% -$45.3K
EWHS
7703
DELISTED
ISHARES MSCI HONG KONG SMALL CAP ETF
EWHS
$28K ﹤0.01%
+890
New +$28K
EGRW
7704
DELISTED
ISHARES MSCI EMERGING MARKETS GROWTH ETF
EGRW
$28K ﹤0.01%
516
-189
-27% -$10.5K
KNM
7705
DELISTED
KONAMI CORPORATION ADS (1 SH COM STK)
KNM
$28K ﹤0.01%
+1,207
New +$29.2K
LIN
7706
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
$28K ﹤0.01%
989
+596
+152% +$15K
AXEN
7707
DELISTED
ISHARES TR MSCI ACWI EX US ENERGY ETF
AXEN
$28K ﹤0.01%
527
+497
+1,657% +$26.9K
HDY
7708
PUT
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$28K ﹤0.01%
6,900
– –
CHII
7709
DELISTED
Global X MSCI China Industrials ETF
CHII
$28K ﹤0.01%
+2,245
New +$27.4K
CGG
7710
DELISTED
CGG
CGG
$28K ﹤0.01%
51
+12
+31% +$7.88K
AMCC
7711
CALL
DELISTED
Applied Micro Circuits Corporation New
AMCC
$28K ﹤0.01%
2,100
-900
-30% -$11.1K
BRF icon
7712
CALL
VanEck Brazil Small-Cap ETF
BRF
$22M
$27K ﹤0.01%
900
+100
+13% +$3.17K
BVN icon
7713
CALL
Compañía de Minas Buenaventura
BVN
$8.09B
$27K ﹤0.01%
2,400
-1,600
-40% -$19.8K
DLB icon
7714
CALL
Dolby
DLB
$4.9B
$27K ﹤0.01%
700
+300
+75% +$10.8K
DTE icon
7715
PUT
DTE Energy
DTE
$29.5B
$27K ﹤0.01%
+470
New +$26.9K
EVRI
7716
DELISTED
Everi Holdings
EVRI
$27K ﹤0.01%
2,726
+2,714
+22,617% +$23.9K
EWV icon
7717
ProShares Trust UltraShort MSCI Japan
EWV
$5.61M
$27K ﹤0.01%
110
+38
+53% +$10.2K
FIS icon
7718
CALL
Fidelity National Information Services
FIS
$23.8B
$27K ﹤0.01%
500
-3,500
-88% -$173K
FORM icon
7719
FormFactor
FORM
$8.21B
$27K ﹤0.01%
4,353
-8,316
-66% -$47.5K
GFF icon
7720
Griffon
GFF
$4.03B
$27K ﹤0.01%
2,085
-8,346
-80% -$106K
HZO icon
7721
CALL
MarineMax
HZO
$772M
$27K ﹤0.01%
+1,700
New +$25.6K
IMAX icon
7722
CALL
IMAX
IMAX
$2.61B
$27K ﹤0.01%
900
+500
+125% +$14.4K
KOPN icon
7723
Kopin
KOPN
$663M
$27K ﹤0.01%
6,455
-9,512
-60% -$36.6K
MAYS icon
7724
J.W. Mays
MAYS
$78.6M
$27K ﹤0.01%
802
-71
-8% -$1.97K
NG icon
7725
CALL
NovaGold Resources
NG
$2.66B
$27K ﹤0.01%
10,800
-1,700
-14% -$3.86K
307 308
309
310 311

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.