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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWU
7701
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$26K ﹤0.01%
190
-363
-66% -$48.8K
ONCY
7702
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$26K ﹤0.01%
10,578
-8,187
-44% -$22.7K
EROC
7703
PUT
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$26K ﹤0.01%
3,700
+100
+3% +$696
IFNA
7704
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$26K ﹤0.01%
+561
New +$27.2K
TDX
7705
DELISTED
DEUTSCHE X-TRACKERS IN-TARGET DATE ETF
TDX
$26K ﹤0.01%
882
+200
+29% +$5.38K
CODE
7706
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$26K ﹤0.01%
2,594
-451
-15% -$5.1K
NASB
7707
DELISTED
NASB FINL INC
NASB
$26K ﹤0.01%
+962
New +$26.7K
HDY
7708
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$26K ﹤0.01%
5,682
-1,244
-18% -$5.49K
JJN
7709
DELISTED
iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037
JJN
$26K ﹤0.01%
1,410
-3,211
-69% -$60.9K
KEG
7710
CALL
DELISTED
KEY ENERGY SERVICES INC
KEG
$26K ﹤0.01%
+3,500
New +$26K
AAP icon
7711
CALL
Advance Auto Parts
AAP
$3.35B
$25K ﹤0.01%
300
-1,100
-79% -$89.9K
CIX icon
7712
Comp X International
CIX
$349M
$25K ﹤0.01%
+1,948
New +$28.6K
ELME
7713
CALL
Elme Communities
ELME
$143M
$25K ﹤0.01%
1,000
-200
-17% -$5.19K
ENTG icon
7714
CALL
Entegris
ENTG
$18.1B
$25K ﹤0.01%
+2,500
New +$24.2K
EVR icon
7715
PUT
Evercore
EVR
$12.4B
$25K ﹤0.01%
+500
New +$23K
FBIN icon
7716
PUT
Fortune Brands Innovations
FBIN
$5.88B
$25K ﹤0.01%
702
+117
+20% +$3.99K
HDB icon
7717
PUT
HDFC Bank
HDB
$123B
$25K ﹤0.01%
3,200
-5,200
-62% -$42.7K
KOLD icon
7718
ProShares UltraShort Bloomberg Natural Gas
KOLD
$115M
$25K ﹤0.01%
+82
New +$24K
KTCC icon
7719
Key Tronic
KTCC
$42.8M
$25K ﹤0.01%
2,379
-5,429
-70% -$58.6K
MTG icon
7720
PUT
MGIC Investment
MTG
$6.16B
$25K ﹤0.01%
3,500
-900
-20% -$6.39K
NXG
7721
NXG NextGen Infrastructure Income Fund
NXG
$327M
$25K ﹤0.01%
+279
New +$26.4K
OFG icon
7722
OFG Bancorp
OFG
$2.23B
$25K ﹤0.01%
1,536
-7
-0.5% -$125
ONTO icon
7723
Onto Innovation
ONTO
$12.9B
$25K ﹤0.01%
1,565
+160
+11% +$2.41K
RH icon
7724
CALL
RH
RH
$3.13B
$25K ﹤0.01%
+400
New +$27.6K
SLVO icon
7725
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
$25K ﹤0.01%
+72
New +$25.1K
307 308
309
310 311

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.