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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPM icon
7676
CALL
Evolution Petroleum
EPM
$131M
$28K ﹤0.01%
2,300
-3,400
-60% -$41K
FCEL icon
7677
PUT
FuelCell Energy
FCEL
$1.89B
$28K ﹤0.01%
5
+3
+150% +$18.1K
FLTR icon
7678
VanEck IG Floating Rate ETF
FLTR
$2.94B
$28K ﹤0.01%
1,130
+730
+183% +$18.2K
LINC icon
7679
Lincoln Educational Services
LINC
$1.33B
$28K ﹤0.01%
5,584
+4,981
+826% +$24.7K
MANU icon
7680
Manchester United
MANU
$4.04B
$28K ﹤0.01%
1,819
+763
+72% +$12.5K
PBI icon
7681
PUT
Pitney Bowes
PBI
$2.46B
$28K ﹤0.01%
1,200
-28,700
-96% -$617K
PCG icon
7682
PUT
PG&E
PCG
$39.2B
$28K ﹤0.01%
700
-1,100
-61% -$45.1K
PLCE icon
7683
PUT
Children's Place
PLCE
$54.3M
$28K ﹤0.01%
+500
New +$27.1K
SBCF icon
7684
Seacoast Banking Corp of Florida
SBCF
$3.35B
$28K ﹤0.01%
2,295
+1,402
+157% +$15.7K
TDY icon
7685
CALL
Teledyne Technologies
TDY
$30.1B
$28K ﹤0.01%
+300
New +$26.7K
MODN
7686
PUT
DELISTED
MODEL N, INC.
MODN
$28K ﹤0.01%
+2,400
New +$22.4K
NYMX
7687
DELISTED
Nymox Pharmaceutical Corp
NYMX
$28K ﹤0.01%
4,752
+3,370
+244% +$23K
ALBO
7688
DELISTED
Albireo Pharma Inc
ALBO
$28K ﹤0.01%
411
+172
+72% +$12.6K
ZVO
7689
PUT
DELISTED
Zovio Inc. Common Stock
ZVO
$28K ﹤0.01%
1,600
-21,100
-93% -$382K
IIN
7690
DELISTED
IntriCon Corporation
IIN
$28K ﹤0.01%
7,420
-1,150
-13% -$4.69K
SYNC
7691
PUT
DELISTED
Synacor, Inc.
SYNC
$28K ﹤0.01%
11,300
+3,000
+36% +$7.64K
INXN
7692
PUT
DELISTED
Interxion Holding N.V.
INXN
$28K ﹤0.01%
1,200
-1,400
-54% -$31.6K
ROX
7693
DELISTED
Castle Brands, Inc.
ROX
$28K ﹤0.01%
+36,442
New +$29.3K
VR
7694
CALL
DELISTED
Validus Hold Ltd
VR
$28K ﹤0.01%
700
-3,300
-83% -$129K
KZ
7695
DELISTED
KongZhong Corporation
KZ
$28K ﹤0.01%
3,880
+2,355
+154% +$20.7K
YCB
7696
DELISTED
YOUR CMNTY BANKSHARES INC COM
YCB
$28K ﹤0.01%
1,441
+793
+122% +$15.4K
AXLL
7697
PUT
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$28K ﹤0.01%
600
– –
ADAT
7698
DELISTED
AUTHENTIDATE HOLDING CORP COM STK (DE)
ADAT
$28K ﹤0.01%
2,334
+56
+2% +$640
MSO
7699
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$28K ﹤0.01%
6,597
-5,958
-47% -$18.2K
FWV
7700
DELISTED
FIRST WEST VIRGINIA BANCRP INC
FWV
$28K ﹤0.01%
1,759
+897
+104% +$14.7K
306 307
308
309 310

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.