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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QMCO icon
7676
Quantum Corp
QMCO
$419M
$26K ﹤0.01%
119
-10
-8% -$2.45K
QUIK icon
7677
CALL
QuickLogic
QUIK
$232M
$26K ﹤0.01%
714
-57
-7% -$2K
SPVM icon
7678
Invesco S&P 500 Value with Momentum ETF
SPVM
$129M
$26K ﹤0.01%
1,001
+690
+222% +$18.2K
VXRT
7679
DELISTED
Vaxart
VXRT
$26K ﹤0.01%
562
+458
+440% +$19.9K
WT icon
7680
PUT
WisdomTree
WT
$2.96B
$26K ﹤0.01%
2,200
+2,100
+2,100% +$25.4K
XOMA
7681
PUT
DELISTED
Xoma
XOMA
$26K ﹤0.01%
290
+245
+544% +$22.3K
CSII
7682
CALL
DELISTED
Cardiovascular Systems, Inc.
CSII
$26K ﹤0.01%
+1,300
New +$27.1K
TGA
7683
CALL
DELISTED
Transglobe Energy Corp
TGA
$26K ﹤0.01%
3,300
– –
CROC
7684
DELISTED
ProShares UltraShort Australian Dollar
CROC
$26K ﹤0.01%
+592
New +$27.1K
DSPG
7685
DELISTED
DSP Group Inc
DSPG
$26K ﹤0.01%
3,636
+859
+31% +$6.37K
NNA
7686
DELISTED
Navios Maritime Acquisition Corporation
NNA
$26K ﹤0.01%
+478
New +$27.1K
BPFH
7687
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$26K ﹤0.01%
2,333
-3,124
-57% -$34.2K
HCR
7688
CALL
DELISTED
Hi-Crush Inc. Common Stock
HCR
$26K ﹤0.01%
1,000
-500
-33% -$11.8K
SIR
7689
PUT
DELISTED
SELECT INCOME REIT
SIR
$26K ﹤0.01%
+2,275
New +$25.9K
XOXO
7690
DELISTED
Xo Group Inc
XOXO
$26K ﹤0.01%
2,015
+1,715
+572% +$21.5K
DFBG
7691
DELISTED
Differential Brands Group Inc
DFBG
$26K ﹤0.01%
+817
New +$32K
WFC.WS
7692
DELISTED
Wells Fargo & Company Ws
WFC.WS
$26K ﹤0.01%
1,828
-123,827
-99% -$1.8M
ERN
7693
DELISTED
Erin Energy Corp
ERN
$26K ﹤0.01%
12,953
-1,373
-10% -$2.52K
UGAZ
7694
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
0
– –
CEMP
7695
DELISTED
Cempra, Inc.
CEMP
$26K ﹤0.01%
+2,199
New +$19.3K
HAR
7696
CALL
DELISTED
Harman International Industries
HAR
$26K ﹤0.01%
400
-2,900
-88% -$181K
AEGR
7697
PUT
DELISTED
Aegerion Pharmaceuticals
AEGR
$26K ﹤0.01%
300
-6,000
-95% -$509K
FSYS
7698
CALL
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$26K ﹤0.01%
1,300
-4,400
-77% -$84.6K
MTSN
7699
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$26K ﹤0.01%
10,781
-54,243
-83% -$124K
TRC.WS
7700
DELISTED
TEJON RANCH CO WTS EXP 8/31/2016 (DE)
TRC.WS
$26K ﹤0.01%
+9,530
New +$32.2K
306 307
308
309 310

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.