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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDRX
7651
PUT
DELISTED
Veradigm Inc. Common Stock
MDRX
$27K ﹤0.01%
1,500
-2,900
-66% -$50.2K
SGEN
7652
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$27K ﹤0.01%
600
-11,000
-95% -$526K
NYMX
7653
CALL
DELISTED
Nymox Pharmaceutical Corp
NYMX
$27K ﹤0.01%
+5,000
New +$29K
RBCN
7654
CALL
DELISTED
Rubicon Technology, Inc.
RBCN
$27K ﹤0.01%
+240
New +$28.5K
SBM
7655
DELISTED
ProShares Short Basic Materials
SBM
$27K ﹤0.01%
206
+50
+32% +$6.91K
EV
7656
CALL
DELISTED
Eaton Vance Corp.
EV
$27K ﹤0.01%
700
-100
-13% -$3.85K
FRAN
7657
CALL
DELISTED
Francesca's Holdings Corporation
FRAN
$27K ﹤0.01%
125
-208
-62% -$48.4K
JE
7658
PUT
DELISTED
Just Energy Group Inc
JE
$27K ﹤0.01%
100
-97
-49% -$24.2K
SMRT
7659
DELISTED
Stein Mart Inc
SMRT
$27K ﹤0.01%
1,900
-342
-15% -$4.62K
SIFI
7660
DELISTED
SI Financial Group, Inc. NEW MD
SIFI
$27K ﹤0.01%
2,397
+778
+48% +$9.11K
PERY
7661
PUT
DELISTED
Perry Ellis International Inc
PERY
$27K ﹤0.01%
+2,000
New +$29.9K
ABE
7662
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$27K ﹤0.01%
2,040
-106
-5% -$1.35K
CPN
7663
PUT
DELISTED
Calpine Corporation
CPN
$27K ﹤0.01%
1,300
-12,200
-90% -$239K
CAA
7664
CALL
DELISTED
CalAtlantic Group, Inc.
CAA
$27K ﹤0.01%
640
-10,860
-94% -$470K
RT
7665
CALL
DELISTED
Ruby Tuesday Georgia
RT
$27K ﹤0.01%
4,900
+2,300
+88% +$13.2K
UGAZ
7666
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
0
– –
SNAK
7667
PUT
DELISTED
Inventure Foods, Inc.
SNAK
$27K ﹤0.01%
1,900
– –
ZLTQ
7668
CALL
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$27K ﹤0.01%
1,400
+500
+56% +$9.75K
EAC
7669
DELISTED
Erickson Incorporated
EAC
$27K ﹤0.01%
1,429
-837
-37% -$16.8K
EMFT
7670
DELISTED
SPDR MSCI EM 50 ETF
EMFT
$27K ﹤0.01%
+567
New +$25.8K
LSG
7671
DELISTED
LAKE SHORE GOLD CORP
LSG
$27K ﹤0.01%
+41,443
New +$29.6K
NKY
7672
DELISTED
PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX
NKY
$27K ﹤0.01%
1,599
-4,492
-74% -$77.6K
IO
7673
PUT
DELISTED
ION Geophysical Corporation
IO
$27K ﹤0.01%
433
+60
+16% +$3.29K
FWV
7674
DELISTED
FIRST WEST VIRGINIA BANCRP INC
FWV
$27K ﹤0.01%
1,370
-389
-22% -$6.74K
RIOM
7675
DELISTED
RIO ALTO MNG LTD NEW COM SHS (CANADA)
RIOM
$27K ﹤0.01%
+13,683
New +$28.6K
305 306
307
308 309

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.