We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TC
7651
PUT
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$27K ﹤0.01%
7,400
-1,900
-20% -$6.38K
GAME
7652
CALL
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$27K ﹤0.01%
6,900
-700
-9% -$3.05K
FEFN
7653
DELISTED
ISHARES MSCI FAR EAST FINANCIALS ETF
FEFN
$27K ﹤0.01%
874
-294
-25% -$8.67K
MRF
7654
DELISTED
AMERICAN INCOME FUND
MRF
$27K ﹤0.01%
3,701
+3,619
+4,413% +$26.9K
ZLC
7655
PUT
DELISTED
ZALE CORPORATION
ZLC
$27K ﹤0.01%
1,800
+1,300
+260% +$14.2K
PSE
7656
CALL
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
$27K ﹤0.01%
600
-3,700
-86% -$147K
FGEM
7657
DELISTED
EGSHARES FINANCIALS GEMS ETF
FGEM
$27K ﹤0.01%
1,351
-7,638
-85% -$148K
HGEM
7658
DELISTED
EGSHARES HEALTH CARE GEMS ETF
HGEM
$27K ﹤0.01%
1,165
+343
+42% +$8K
WEET
7659
DELISTED
iPath Pure Beta Grains ETN
WEET
$27K ﹤0.01%
593
-385
-39% -$18K
ACIC icon
7660
American Coastal Insurance
ACIC
$515M
$26K ﹤0.01%
2,936
+609
+26% +$4.76K
ACRE
7661
Ares Commercial Real Estate
ACRE
$236M
$26K ﹤0.01%
+2,064
New +$26.4K
AEIS icon
7662
CALL
Advanced Energy
AEIS
$11.6B
$26K ﹤0.01%
1,500
+1,300
+650% +$25.6K
EFOR
7663
PUT
Everforth Inc
EFOR
$1.17B
$26K ﹤0.01%
800
+300
+60% +$9.3K
DCH
7664
PUT
Dauch Corp
DCH
$1.34B
$26K ﹤0.01%
1,300
-800
-38% -$15.8K
BBD icon
7665
CALL
Banco Bradesco
BBD
$39.3B
$26K ﹤0.01%
4,847
-6,863,977
-100% -$33.8M
CMS icon
7666
CALL
CMS Energy
CMS
$22.6B
$26K ﹤0.01%
1,000
+600
+150% +$16.3K
EYPT icon
7667
CALL
EyePoint Inc
EYPT
$1.03B
$26K ﹤0.01%
630
+30
+5% +$1.11K
LMAT icon
7668
LeMaitre Vascular
LMAT
$2.32B
$26K ﹤0.01%
3,914
-249
-6% -$1.69K
MFC icon
7669
CALL
Manulife Financial
MFC
$73.9B
$26K ﹤0.01%
1,600
-2,400
-60% -$41K
MKC icon
7670
PUT
McCormick & Company Non-Voting
MKC
$13.7B
$26K ﹤0.01%
800
-2,000
-71% -$70.1K
NKTR icon
7671
PUT
Nektar Therapeutics
NKTR
$2.39B
$26K ﹤0.01%
+167
New +$30.9K
OCSL icon
7672
CALL
Oaktree Specialty Lending
OCSL
$1.02B
$26K ﹤0.01%
833
-100
-11% -$3.18K
PERI icon
7673
PUT
Perion Network
PERI
$375M
$26K ﹤0.01%
667
+167
+33% +$6.01K
PLUR icon
7674
Pluri
PLUR
$16.7M
$26K ﹤0.01%
97
-245
-72% -$61K
PLX icon
7675
CALL
Protalix BioTherapeutics
PLX
$191M
$26K ﹤0.01%
570
+220
+63% +$11.3K
305 306
307
308 309

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.