We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
7626
PUT
DELISTED
Exact Sciences
EXAS
$27K ﹤0.01%
2,300
+1,300
+130% +$16.7K
GHM icon
7627
Graham Corp
GHM
$1.12B
$27K ﹤0.01%
750
-422
-36% -$14.3K
MBOT icon
7628
Microbot Medical
MBOT
$116M
$27K ﹤0.01%
10
+6
+150% +$16.3K
MDGL icon
7629
PUT
Madrigal Pharmaceuticals
MDGL
$10.8B
$27K ﹤0.01%
123
+117
+1,950% +$24.9K
PLUG icon
7630
Plug Power
PLUG
$2.87B
$27K ﹤0.01%
36,882
+3,746
+11% +$1.78K
TITN icon
7631
Titan Machinery
TITN
$396M
$27K ﹤0.01%
1,677
-1,260
-43% -$23K
IVAC
7632
DELISTED
Intevac Inc
IVAC
$27K ﹤0.01%
4,573
-13,151
-74% -$81.4K
SAVE
7633
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$27K ﹤0.01%
800
+700
+700% +$23.2K
DLA
7634
DELISTED
Delta Apparel Inc.
DLA
$27K ﹤0.01%
1,611
-1,848
-53% -$30.1K
MIC
7635
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$27K ﹤0.01%
+500
New +$27.4K
EMCI
7636
DELISTED
EMC INS Group Inc
EMCI
$27K ﹤0.01%
+1,358
New +$25.9K
LGCY
7637
CALL
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$27K ﹤0.01%
1,000
– –
BMS
7638
CALL
DELISTED
Bemis
BMS
$27K ﹤0.01%
700
-25,500
-97% -$1.03M
HZNP
7639
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$27K ﹤0.01%
8,000
+3,000
+60% +$7.91K
GPIC
7640
DELISTED
Gaming Partners International Corporation
GPIC
$27K ﹤0.01%
3,293
+1,432
+77% +$11.7K
TFCF
7641
CALL
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$27K ﹤0.01%
+800
New +$25.2K
LCM
7642
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$27K ﹤0.01%
2,799
-2,636
-49% -$26.1K
NSH
7643
CALL
DELISTED
NuStar GP Holdings LLC
NSH
$27K ﹤0.01%
+1,200
New +$28.9K
JXSB
7644
DELISTED
Jacksonville Bancorp Inc
JXSB
$27K ﹤0.01%
1,368
+823
+151% +$16K
UMX
7645
DELISTED
ProShares Ultra MSCI Mexico Capped IMI
UMX
$27K ﹤0.01%
+695
New +$29.2K
CPHD
7646
CALL
DELISTED
Cepheid Inc
CPHD
$27K ﹤0.01%
700
+600
+600% +$21.7K
CCX
7647
DELISTED
WISDOMTREE COMMODITY CURRENCY STRATEGY FUND
CCX
$27K ﹤0.01%
1,331
-2,080
-61% -$41.7K
KBWI
7648
DELISTED
POWERSHARES KBW INS PORT
KBWI
$27K ﹤0.01%
+466
New +$27K
SIRO
7649
PUT
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$27K ﹤0.01%
+400
New +$27K
PBY
7650
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$27K ﹤0.01%
2,200
-512
-19% -$6.2K
304 305
306
307 308

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.