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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LITS
7601
Lite Strategy Inc
LITS
$33.6M
$30K ﹤0.01%
190
-290
-60% -$49.6K
NBIX icon
7602
Neurocrine Biosciences
NBIX
$18.7B
$30K ﹤0.01%
3,200
-15,869
-83% -$155K
NRC icon
7603
NRC Health Common Stock
NRC
$419M
$30K ﹤0.01%
1,609
-1,179
-42% -$20.7K
OMC icon
7604
PUT
Omnicom Group
OMC
$21.8B
$30K ﹤0.01%
400
+100
+33% +$6.88K
PLBC icon
7605
Plumas Bancorp
PLBC
$426M
$30K ﹤0.01%
4,947
-577
-10% -$3.64K
PLPC icon
7606
Preformed Line Products
PLPC
$1.8B
$30K ﹤0.01%
+406
New +$29.6K
REMX icon
7607
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.96B
$30K ﹤0.01%
+278
New +$32.2K
REX icon
7608
REX American Resources
REX
$1.44B
$30K ﹤0.01%
4,062
-1,860
-31% -$10.6K
SFM icon
7609
Sprouts Farmers Market
SFM
$8.17B
$30K ﹤0.01%
769
-331
-30% -$14K
SHEN icon
7610
Shenandoah Telecom
SHEN
$631M
$30K ﹤0.01%
+2,374
New +$29.9K
TCOM icon
7611
PUT
Trip.com Group
TCOM
$29.3B
$30K ﹤0.01%
1,200
-5,000
-81% -$130K
TLYS icon
7612
Tilly's
TLYS
$113M
$30K ﹤0.01%
2,647
+357
+16% +$4.84K
UUUU icon
7613
Energy Fuels
UUUU
$2.93B
$30K ﹤0.01%
+5,241
New +$29.3K
VMI icon
7614
CALL
Valmont Industries
VMI
$9.2B
$30K ﹤0.01%
200
-100
-33% -$14.1K
WAT icon
7615
PUT
Waters Corp
WAT
$37.3B
$30K ﹤0.01%
300
– –
PSIX
7616
Power Solutions International
PSIX
$641M
$30K ﹤0.01%
+395
New +$25.9K
CROP
7617
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$30K ﹤0.01%
1,107
-1,486
-57% -$41K
TRK
7618
DELISTED
Speedway Motorsports, Inc.
TRK
$30K ﹤0.01%
1,487
+1,000
+205% +$19.1K
GOV
7619
CALL
DELISTED
Government Properties Income Trust
GOV
$30K ﹤0.01%
1,200
+600
+100% +$14.8K
CHFN
7620
DELISTED
Charter Financial Corp
CHFN
$30K ﹤0.01%
2,785
-245
-8% -$2.64K
RAI
7621
CALL
DELISTED
Reynolds American Inc
RAI
$30K ﹤0.01%
1,200
-7,600
-86% -$192K
NKA
7622
CALL
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$30K ﹤0.01%
2,000
+700
+54% +$10.8K
QLTY
7623
DELISTED
QUALITY DISTR INC FLA
QLTY
$30K ﹤0.01%
2,322
-1,804
-44% -$20.4K
CJES
7624
CALL
DELISTED
C&J ENERGY SVCS LTD
CJES
$30K ﹤0.01%
1,300
+800
+160% +$18.3K
DTSI
7625
DELISTED
DTS, Inc.
DTSI
$30K ﹤0.01%
1,250
+1,016
+434% +$21.8K
303 304
305
306 307

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.