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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDMS
7576
DELISTED
BIRNER DENTAL MGMT SVCS INC
BDMS
$31K ﹤0.01%
1,792
-584
-25% -$10.8K
RLD
7577
CALL
DELISTED
REALD INC COM STK
RLD
$31K ﹤0.01%
3,600
+1,200
+50% +$9.4K
ARPI
7578
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$31K ﹤0.01%
1,799
-581
-24% -$10.1K
MCBK
7579
DELISTED
MADISON CNTY FINL INC COM STK (MD)
MCBK
$31K ﹤0.01%
+1,742
New +$30.6K
RGRA
7580
DELISTED
RBS PLC ROGERS ENHANCED AGRICULTURE ETNS (UK)
RGRA
$31K ﹤0.01%
1,503
+192
+15% +$4.04K
UVU
7581
DELISTED
PROSHARES ULTRA RUSSELL MIDCAP VALUE
UVU
$31K ﹤0.01%
411
-645
-61% -$44.8K
PIKE
7582
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$31K ﹤0.01%
2,895
+1,391
+92% +$14.5K
PSMI
7583
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$31K ﹤0.01%
4,180
+1,770
+73% +$14.9K
BYI
7584
PUT
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$31K ﹤0.01%
400
-100
-20% -$7.27K
TZV
7585
DELISTED
ISHARES TARGET DATE 2040 ETF
TZV
$31K ﹤0.01%
722
+48
+7% +$2.03K
PMCT
7586
DELISTED
PMC COMMERCIAL TRUST SBI
PMCT
$31K ﹤0.01%
3,604
-436
-11% -$3.83K
ARDNA
7587
DELISTED
ARDEN GROUP INC CL-A
ARDNA
$31K ﹤0.01%
+247
New +$31K
AMNB
7588
DELISTED
American National Bankshares Inc
AMNB
$31K ﹤0.01%
1,188
+520
+78% +$12.4K
MCRO
7589
DELISTED
IQ Hedge Macro Tracker
MCRO
$31K ﹤0.01%
1,174
+948
+419% +$25K
BZM
7590
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$31K ﹤0.01%
2,444
+2,096
+602% +$26.2K
KKD
7591
PUT
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$31K ﹤0.01%
1,600
-4,200
-72% -$94.8K
EEHB
7592
DELISTED
POWERSHARES S&P EMERGING MARKETS HIGH BETA PORTFOLIO
EEHB
$31K ﹤0.01%
1,492
+959
+180% +$20.5K
CNO icon
7593
PUT
CNO Financial Group
CNO
$4.99B
$30K ﹤0.01%
1,700
+500
+42% +$8.01K
DBI icon
7594
PUT
Designer Brands
DBI
$314M
$30K ﹤0.01%
+700
New +$30.4K
GGT
7595
Gabelli Multimedia Trust
GGT
$168M
$30K ﹤0.01%
2,515
-2,712
-52% -$27.6K
GNE icon
7596
Genie Energy
GNE
$373M
$30K ﹤0.01%
2,915
+2,242
+333% +$25.1K
HTH icon
7597
CALL
Hilltop Holdings
HTH
$2.26B
$30K ﹤0.01%
1,300
-1,200
-48% -$24.4K
ISTB icon
7598
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$30K ﹤0.01%
600
-696
-54% -$34.9K
KIM icon
7599
CALL
Kimco Realty
KIM
$17.2B
$30K ﹤0.01%
1,500
+300
+25% +$6.2K
KODK icon
7600
Kodak
KODK
$819M
$30K ﹤0.01%
+888
New +$24.6K
302 303
304
305 306

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.