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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BC icon
7576
CALL
Brunswick
BC
$5.13B
$28K ﹤0.01%
+700
New +$26K
BCBP icon
7577
BCB Bancorp
BCBP
$173M
$28K ﹤0.01%
2,607
-513
-16% -$5.43K
GABC icon
7578
German American Bancorp
GABC
$1.91B
$28K ﹤0.01%
1,655
-2,491
-60% -$42.1K
HP icon
7579
PUT
Helmerich & Payne
HP
$3.45B
$28K ﹤0.01%
400
-600
-60% -$39.6K
OSUR icon
7580
OraSure Technologies
OSUR
$279M
$28K ﹤0.01%
4,655
-195
-4% -$977
PDFS icon
7581
PDF Solutions
PDFS
$1.93B
$28K ﹤0.01%
+1,322
New +$27.2K
RDWR icon
7582
CALL
Radware
RDWR
$1.1B
$28K ﹤0.01%
2,000
– –
RTH icon
7583
CALL
VanEck Retail ETF
RTH
$258M
$28K ﹤0.01%
+500
New +$27.3K
TKC icon
7584
PUT
Turkcell
TKC
$4.68B
$28K ﹤0.01%
+1,900
New +$27.6K
TPST icon
7585
Tempest Therapeutics
TPST
$13.7M
$28K ﹤0.01%
1
– –
TREE icon
7586
LendingTree
TREE
$447M
$28K ﹤0.01%
1,072
+90
+9% +$1.97K
URE icon
7587
CALL
ProShares Ultra Real Estate
URE
$57.8M
$28K ﹤0.01%
800
+600
+300% +$21.5K
VIPS icon
7588
PUT
Vipshop
VIPS
$7.37B
$28K ﹤0.01%
5,000
– –
AE
7589
DELISTED
Adams Resources & Energy Inc
AE
$28K ﹤0.01%
498
-192
-28% -$12.4K
ROOF
7590
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$28K ﹤0.01%
+1,179
New +$28.4K
GLCN
7591
DELISTED
VanEck China Growth Leaders ETF
GLCN
$28K ﹤0.01%
858
+634
+283% +$20.3K
RFP
7592
CALL
DELISTED
Resolute Forest Products Inc.
RFP
$28K ﹤0.01%
+2,100
New +$29K
CCXI
7593
CALL
DELISTED
ChemoCentryx, Inc.
CCXI
$28K ﹤0.01%
+5,000
New +$54.1K
HMTV
7594
DELISTED
Hemisphere Media Group, Inc.
HMTV
$28K ﹤0.01%
+2,418
New +$31.1K
SNP
7595
CALL
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$28K ﹤0.01%
360
-1,460
-80% -$109K
PETX
7596
DELISTED
Aratana Therapeutics, Inc.
PETX
$28K ﹤0.01%
+1,704
New +$17.9K
INTX
7597
DELISTED
Intersections, Inc.
INTX
$28K ﹤0.01%
3,169
+3,013
+1,931% +$28.3K
CUNB
7598
DELISTED
CU Bancorp
CUNB
$28K ﹤0.01%
+1,519
New +$26.4K
RNDY
7599
PUT
DELISTED
ROUNDYS INC COM STK
RNDY
$28K ﹤0.01%
3,200
+2,700
+540% +$24.1K
MSO
7600
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$28K ﹤0.01%
12,555
+2,400
+24% +$5.91K
302 303
304
305 306

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.