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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTN icon
7551
CALL
Gray Television
GTN
$417M
$31K ﹤0.01%
+2,100
New +$22.2K
JLL icon
7552
CALL
Jones Lang LaSalle
JLL
$16.8B
$31K ﹤0.01%
300
-2,300
-88% -$216K
MOG.B icon
7553
Moog Inc Class B
MOG.B
$12.7B
$31K ﹤0.01%
455
-948
-68% -$60.4K
NGD
7554
PUT
DELISTED
New Gold Inc
NGD
$31K ﹤0.01%
5,900
-1,200
-17% -$6.53K
ORN icon
7555
Orion Group Holdings
ORN
$387M
$31K ﹤0.01%
2,566
-3,333
-57% -$38.7K
PALI icon
7556
Palisade Bio
PALI
$341M
– –
0
– –
SMCI icon
7557
Super Micro Computer
SMCI
$17.9B
$31K ﹤0.01%
17,850
-37,750
-68% -$57K
SMN icon
7558
ProShares UltraShort Materials
SMN
$3.97M
$31K ﹤0.01%
+56
New +$34.5K
THR
7559
DELISTED
Thermon Group Holdings
THR
$31K ﹤0.01%
1,138
+135
+13% +$3.51K
WNEB icon
7560
Western New England Bancorp
WNEB
$262M
$31K ﹤0.01%
4,166
+2,866
+220% +$20.9K
WSR
7561
DELISTED
Whitestone REIT
WSR
$31K ﹤0.01%
2,323
+302
+15% +$4.08K
TBRG
7562
CALL
DELISTED
TruBridge
TBRG
$31K ﹤0.01%
500
-200
-29% -$12.1K
CPE
7563
DELISTED
Callon Petroleum Company
CPE
$31K ﹤0.01%
480
+475
+9,500% +$30.4K
SALM
7564
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$31K ﹤0.01%
3,600
+600
+20% +$5.21K
MNDT
7565
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
$31K ﹤0.01%
+700
New +$27.4K
XEC
7566
CALL
DELISTED
CIMAREX ENERGY CO
XEC
$31K ﹤0.01%
+300
New +$30.4K
AMAG
7567
DELISTED
AMAG Pharmaceuticals
AMAG
$31K ﹤0.01%
1,262
+1,155
+1,079% +$27.2K
SMRT
7568
DELISTED
Stein Mart Inc
SMRT
$31K ﹤0.01%
2,242
-46
-2% -$665
ECT
7569
PUT
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$31K ﹤0.01%
4,100
+3,100
+310% +$26.7K
TUES
7570
DELISTED
Tuesday Morning Corp
TUES
$31K ﹤0.01%
1,921
-270
-12% -$3.82K
PKD
7571
CALL
DELISTED
Parker Drilling Company
PKD
$31K ﹤0.01%
253
-87
-26% -$9.66K
LAYN
7572
PUT
DELISTED
Layne Christensen Co
LAYN
$31K ﹤0.01%
1,800
+1,700
+1,700% +$29.6K
ISLE
7573
DELISTED
Isle of Capri Casinos Inc
ISLE
$31K ﹤0.01%
3,450
+909
+36% +$7.1K
PIOI
7574
DELISTED
Active Power Inc
PIOI
$31K ﹤0.01%
+9,219
New +$27.4K
AVG
7575
CALL
DELISTED
AVG Technologies N.V.
AVG
$31K ﹤0.01%
1,800
-17,200
-91% -$335K
301 302
303
304 305

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.