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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIE
7551
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$29K ﹤0.01%
1,686
+1
+0.1% +$19
PKD
7552
CALL
DELISTED
Parker Drilling Company
PKD
$29K ﹤0.01%
340
-160
-32% -$14K
SSNI
7553
DELISTED
Silver Spring Networks, Inc.
SSNI
$29K ﹤0.01%
1,660
-454
-21% -$10.3K
PWE
7554
PUT
DELISTED
Penn West Energy Petroleum Ltd
PWE
$29K ﹤0.01%
2,600
-57,200
-96% -$664K
HW
7555
DELISTED
Headwaters Inc
HW
$29K ﹤0.01%
3,244
-243
-7% -$2.21K
CHMT
7556
DELISTED
Chemtura Corporation
CHMT
$29K ﹤0.01%
1,251
+136
+12% +$3.08K
NATL
7557
DELISTED
National Interstate Corporation
NATL
$29K ﹤0.01%
1,018
+955
+1,516% +$27.6K
RNDY
7558
CALL
DELISTED
ROUNDYS INC COM STK
RNDY
$29K ﹤0.01%
3,400
+3,000
+750% +$26.8K
RVM
7559
CALL
DELISTED
REVETT MINING COMPANY COMMON SHARES (DELAWARE)
RVM
$29K ﹤0.01%
26,000
-23,000
-47% -$20.2K
UUPT
7560
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X LONG USD
UUPT
$29K ﹤0.01%
+1,512
New +$30.7K
ACCU
7561
DELISTED
AdvisorShares Accuvest Global Opportunities
ACCU
$29K ﹤0.01%
+1,050
New +$28.2K
LPDX
7562
DELISTED
LIPOSCIENCE INC COM
LPDX
$29K ﹤0.01%
5,662
-11,862
-68% -$66.4K
ZIPR
7563
DELISTED
ZIP REALTY, INC
ZIPR
$29K ﹤0.01%
5,236
+4,736
+947% +$19.7K
SGK
7564
DELISTED
SCHAWK INC CL-A
SGK
$29K ﹤0.01%
1,948
+668
+52% +$9.2K
MCP.PRA
7565
DELISTED
MOLYCORP, INC PFD CONV SER A
MCP.PRA
$29K ﹤0.01%
1,439
+1,029
+251% +$23K
MCBI
7566
DELISTED
METROCORP BANCSHARES INC
MCBI
$29K ﹤0.01%
+2,124
New +$23.3K
FSU
7567
DELISTED
FACTORSHARES 2X S&P 500 BULL/USD BEAR
FSU
$29K ﹤0.01%
1,102
-50
-4% -$1.29K
CGG
7568
DELISTED
CGG
CGG
$29K ﹤0.01%
39
+18
+86% +$14.1K
LAQ
7569
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$29K ﹤0.01%
895
+88
+11% +$2.77K
BUND
7570
DELISTED
PIMCO ETF TR PIMCO GERMANY BD INDEX ETF
BUND
$29K ﹤0.01%
283
+99
+54% +$9.98K
PWO
7571
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$29K ﹤0.01%
460
+420
+1,050% +$25.7K
ACNT icon
7572
Ascent Industries
ACNT
$140M
$28K ﹤0.01%
1,725
+1,593
+1,207% +$25.5K
AGEN
7573
CALL
Agenus
AGEN
$312M
$28K ﹤0.01%
520
+423
+436% +$28.8K
ANIK icon
7574
Anika Therapeutics
ANIK
$258M
$28K ﹤0.01%
1,160
+800
+222% +$18K
BANC icon
7575
Banc of California
BANC
$3.03B
$28K ﹤0.01%
+2,000
New +$28.2K
301 302
303
304 305

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.