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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCI icon
7501
PUT
Rogers Communications
RCI
$18.3B
$30K ﹤0.01%
700
+400
+133% +$16.3K
RM icon
7502
Regional Management Corp
RM
$301M
$30K ﹤0.01%
+959
New +$27.2K
SAP icon
7503
CALL
SAP
SAP
$212B
$30K ﹤0.01%
400
-500
-56% -$37K
TWM icon
7504
CALL
ProShares UltraShort Russell2000
TWM
$44.3M
$30K ﹤0.01%
26
-22
-46% -$27.5K
UG icon
7505
United-Guardian
UG
$32.4M
$30K ﹤0.01%
1,207
+532
+79% +$14K
WSR
7506
DELISTED
Whitestone REIT
WSR
$30K ﹤0.01%
2,021
– –
YXI icon
7507
ProShares Short FTSE China 50 of PROSHARES TRUST
YXI
$4.35M
$30K ﹤0.01%
+422
New +$31.6K
NXGN
7508
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$30K ﹤0.01%
1,400
-5,200
-79% -$111K
NXGN
7509
PUT
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$30K ﹤0.01%
1,400
-2,900
-67% -$61.9K
AVID
7510
DELISTED
Avid Technology Inc
AVID
$30K ﹤0.01%
4,924
+2,831
+135% +$16.4K
TEN
7511
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$30K ﹤0.01%
600
-5,900
-91% -$288K
EQM
7512
CALL
DELISTED
EQM Midstream Partners, LP
EQM
$30K ﹤0.01%
+600
New +$28.2K
OLBK
7513
DELISTED
Old Line Bancshares, Inc.
OLBK
$30K ﹤0.01%
+2,232
New +$29.3K
PLND
7514
DELISTED
VanEck Vectors Poland ETF
PLND
$30K ﹤0.01%
1,326
+1,226
+1,226% +$26.3K
HQCL
7515
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$30K ﹤0.01%
683
-647
-49% -$21.3K
CMA.WS
7516
DELISTED
Comerica Incorporated Ws
CMA.WS
$30K ﹤0.01%
+2,130
New +$31.3K
AHGP
7517
CALL
DELISTED
Alliance Holdings GP
AHGP
$30K ﹤0.01%
500
+400
+400% +$24.9K
SNAK
7518
DELISTED
Inventure Foods, Inc.
SNAK
$30K ﹤0.01%
2,888
+2,388
+478% +$22.3K
SCLN
7519
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$30K ﹤0.01%
6,000
-17,028
-74% -$94.8K
NSR
7520
CALL
DELISTED
Neustar Inc
NSR
$30K ﹤0.01%
600
+400
+200% +$20.8K
KATE
7521
CALL
DELISTED
Kate Spade & Company
KATE
$30K ﹤0.01%
1,200
-4,000
-77% -$97.5K
HH
7522
DELISTED
Hooper Holmes Inc
HH
$30K ﹤0.01%
+4,295
New +$25.3K
BEAV
7523
PUT
DELISTED
B/E Aerospace Inc
BEAV
$30K ﹤0.01%
552
-48,197
-99% -$2.45M
TEAR
7524
CALL
DELISTED
TearLab Corporation
TEAR
$30K ﹤0.01%
270
-210
-44% -$26.2K
RLOC
7525
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$30K ﹤0.01%
2,551
-3,096
-55% -$38.5K
299 300
301
302 303

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.