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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$4.45B
Cap. Flow %
4.56%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,005

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.95%
2 Energy 9.74%
3 Healthcare 6.49%
4 Technology 6.03%
5 Financials 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
51
SLB Ltd
SLB
$85.3B
$314M 0.32%
3,551,357
+373,662
+12% +$30.7M
GLD icon
52
PUT
SPDR Gold Trust
GLD
$149B
$304M 0.31%
2,369,210
-22,200
-0.9% -$2.85M
IWF icon
53
iShares Russell 1000 Growth ETF
IWF
$126B
$300M 0.31%
15,341,616
+158,060
+1% +$3.03M
GLD icon
54
SPDR Gold Trust
GLD
$149B
$297M 0.3%
2,318,967
-686,540
-23% -$88.1M
AZN icon
55
AstraZeneca
AZN
$252B
$295M 0.3%
5,672,374
+440,846
+8% +$22.1M
CSX icon
56
CSX Corp
CSX
$91.5B
$287M 0.29%
33,449,649
+4,042,485
+14% +$33.9M
ITW icon
57
Illinois Tool Works
ITW
$76.9B
$286M 0.29%
3,744,091
+145,138
+4% +$10.6M
EMR icon
58
Emerson Electric
EMR
$85.2B
$285M 0.29%
4,406,216
+459,951
+12% +$28.1M
NVS icon
59
Novartis
NVS
$304B
$284M 0.29%
4,128,040
+274,203
+7% +$18.1M
META icon
60
Meta Platforms (Facebook)
META
$1.57T
$284M 0.29%
5,647,990
+3,802,559
+206% +$142M
UPS icon
61
United Parcel Service
UPS
$87B
$279M 0.29%
3,049,205
+43,627
+1% +$3.83M
DIS icon
62
Walt Disney
DIS
$182B
$277M 0.28%
4,300,795
+408,940
+11% +$26.2M
VZ icon
63
Verizon
VZ
$208B
$273M 0.28%
5,859,062
+193,027
+3% +$9.42M
ETP
64
DELISTED
Energy Transfer Partners L.p.
ETP
$272M 0.28%
5,214,625
+253,748
+5% +$13.1M
VGK icon
65
Vanguard FTSE Europe ETF
VGK
$30.8B
$265M 0.27%
4,865,987
+376,821
+8% +$19.7M
IGSB icon
66
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$265M 0.27%
5,026,388
+694,384
+16% +$36.4M
MA icon
67
Mastercard
MA
$507B
$259M 0.27%
3,855,980
+2,941,960
+322% +$185M
TTE icon
68
TotalEnergies
TTE
$196B
$254M 0.26%
4,385,220
+191,924
+5% +$10.4M
VUG icon
69
Vanguard Morningstar Growth ETF
VUG
$228B
$250M 0.26%
17,741,070
+810,168
+5% +$11.2M
KMP
70
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$250M 0.26%
3,131,337
+304,854
+11% +$25.3M
EWZ icon
71
CALL
iShares MSCI Brazil ETF
EWZ
$8.6B
$250M 0.26%
5,211,200
+3,368,300
+183% +$150M
MMM icon
72
3M
MMM
$86.9B
$249M 0.25%
2,490,111
-72,472
-3% -$7.05M
PM icon
73
Philip Morris
PM
$284B
$245M 0.25%
2,826,506
+512,333
+22% +$44.8M
F icon
74
Ford
F
$58.3B
$242M 0.25%
14,351,223
+1,625,559
+13% +$27.5M
VFC icon
75
VF Corp
VFC
$5.29B
$240M 0.25%
5,118,832
+324,161
+7% +$15M
1 2
3
4 5

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $4.45B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 50% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,005 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.