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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRL
7426
DELISTED
Isramco Inc
ISRL
$35K ﹤0.01%
+274
New +$35.6K
DENN
7427
DELISTED
Denny's
DENN
$34K ﹤0.01%
+4,784
New +$32.5K
DK icon
7428
CALL
Delek US
DK
$4.15B
$34K ﹤0.01%
1,000
-300
-23% -$8.15K
EGHT icon
7429
PUT
8x8 Inc
EGHT
$262M
$34K ﹤0.01%
3,300
-1,100
-25% -$11.2K
GASS icon
7430
CALL
StealthGas
GASS
$329M
$34K ﹤0.01%
3,300
-200
-6% -$2.28K
LAND
7431
Gladstone Land Corp
LAND
$357M
$34K ﹤0.01%
2,091
+1,741
+497% +$28.3K
MKC icon
7432
PUT
McCormick & Company Non-Voting
MKC
$13.7B
$34K ﹤0.01%
1,000
+200
+25% +$6.82K
ODC icon
7433
Oil-Dri
ODC
$1.42B
$34K ﹤0.01%
1,820
+436
+32% +$7.94K
SF
7434
CALL
Stifel
SF
$12.5B
$34K ﹤0.01%
1,575
– –
SNDA icon
7435
CALL
Sonida Senior Living
SNDA
$1.9B
$34K ﹤0.01%
93
+80
+615% +$26.7K
TECS icon
7436
Direxion Daily Technology Bear 3x ETF
TECS
$69.3M
– –
0
– –
YXI icon
7437
ProShares Short FTSE China 50 of PROSHARES TRUST
YXI
$4.34M
$34K ﹤0.01%
509
+87
+21% +$5.96K
SPLK
7438
PUT
DELISTED
Splunk Inc
SPLK
$34K ﹤0.01%
500
+300
+150% +$19.5K
ATRS
7439
PUT
DELISTED
Antares Pharma, Inc.
ATRS
$34K ﹤0.01%
7,700
+6,700
+670% +$27.3K
NNA
7440
DELISTED
Navios Maritime Acquisition Corporation
NNA
$34K ﹤0.01%
520
+42
+9% +$2.49K
EV
7441
CALL
DELISTED
Eaton Vance Corp.
EV
$34K ﹤0.01%
800
+400
+100% +$16.5K
AXAS
7442
CALL
DELISTED
Abraxas Petroleum Corp
AXAS
$34K ﹤0.01%
515
+415
+415% +$26.8K
SDT
7443
PUT
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$34K ﹤0.01%
+3,700
New +$42.3K
EMCI
7444
DELISTED
EMC INS Group Inc
EMCI
$34K ﹤0.01%
1,659
+301
+22% +$6.32K
FRED
7445
DELISTED
Fred's Inc
FRED
$34K ﹤0.01%
1,841
+1,834
+26,200% +$30.5K
NUTR
7446
DELISTED
Nutraceutical International Co
NUTR
$34K ﹤0.01%
1,244
+594
+91% +$14.7K
ACUR
7447
CALL
DELISTED
Acura Pharmaceuticals
ACUR
$34K ﹤0.01%
4,080
+2,980
+271% +$25.2K
EPIQ
7448
DELISTED
EPIQ SYSTEMS INC
EPIQ
$34K ﹤0.01%
2,074
-2,675
-56% -$40.6K
AZUR
7449
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$34K ﹤0.01%
+2,008
New +$35.1K
RGRI
7450
DELISTED
RBS PLC ROGERS ENHANCED INDUSTRIAL METALS EXCHANGE ETNS (UK)
RGRI
$34K ﹤0.01%
1,449
– –
296 297
298
299 300

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.