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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAT icon
7426
PUT
Waters Corp
WAT
$37B
$32K ﹤0.01%
300
-100
-25% -$10.3K
CHS
7427
PUT
DELISTED
Chicos FAS, Inc.
CHS
$32K ﹤0.01%
1,900
-1,300
-41% -$21.4K
DBD
7428
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$32K ﹤0.01%
1,100
-1,100
-50% -$34.5K
AT
7429
DELISTED
Atlantic Power Corporation
AT
$32K ﹤0.01%
7,450
-21,283
-74% -$88.8K
CCMP
7430
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$32K ﹤0.01%
835
+31
+4% +$1.15K
SMRT
7431
DELISTED
Stein Mart Inc
SMRT
$32K ﹤0.01%
2,288
-2,427
-51% -$32.6K
BGG
7432
CALL
DELISTED
Briggs & Stratton Corp.
BGG
$32K ﹤0.01%
1,600
-600
-27% -$12.1K
MIW
7433
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$32K ﹤0.01%
2,685
+1,716
+177% +$19.8K
ANW
7434
CALL
DELISTED
Aegean Marine Petroleum Network
ANW
$32K ﹤0.01%
2,700
+1,800
+200% +$17.3K
GRR
7435
DELISTED
Asia Tigers Fund
GRR
$32K ﹤0.01%
2,726
+888
+48% +$10.2K
JJU
7436
DELISTED
iPath Bloomberg Aluminum Subindex Total Return ETN due June 24, 2038
JJU
$32K ﹤0.01%
1,562
+1,287
+468% +$25.7K
YDKN
7437
DELISTED
Yadkin Financial Corporation
YDKN
$32K ﹤0.01%
+1,860
New +$29.4K
VASC
7438
DELISTED
Vascular Solutions Inc
VASC
$32K ﹤0.01%
1,930
-570
-23% -$9.23K
FINZ
7439
DELISTED
ProShares UltraPro Short Financial Select Sector
FINZ
$32K ﹤0.01%
+314
New +$32.5K
UWTI
7440
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$32K ﹤0.01%
+9
New +$35.1K
ARG
7441
CALL
DELISTED
Airgas Inc
ARG
$32K ﹤0.01%
300
-6,700
-96% -$688K
NBBC
7442
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$32K ﹤0.01%
4,372
+3,646
+502% +$27.5K
TDD
7443
DELISTED
DEUTSCHE X-TRACKERS 2010 TARGET DATE ETF
TDD
$32K ﹤0.01%
1,308
-18
-1% -$429
JRN
7444
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$32K ﹤0.01%
3,768
+1,881
+100% +$15.3K
DRL
7445
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$32K ﹤0.01%
1,654
+1,649
+32,980% +$35.7K
CHTP
7446
CALL
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$32K ﹤0.01%
10,700
-4,500
-30% -$12.9K
ARTC
7447
DELISTED
ARTHROCARE CORP
ARTC
$32K ﹤0.01%
900
-469
-34% -$16.4K
EMT
7448
DELISTED
EGSHARES EMERGING MARKETS METALS & MINING ETF
EMT
$32K ﹤0.01%
3,239
+1,411
+77% +$13.6K
KNL
7449
DELISTED
Knoll, Inc.
KNL
$32K ﹤0.01%
1,914
-66
-3% -$1.06K
BAS
7450
PUT
DELISTED
Basis Energy Services, Inc.
BAS
$32K ﹤0.01%
4
-1
-20% -$7.24K
296 297
298
299 300

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.