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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXPO
7401
DELISTED
Crimson Exploration Inc. New Common Stock
CXPO
$33K ﹤0.01%
11,000
-2,305
-17% -$7.17K
EOX
7402
DELISTED
EMERALD OIL INC (MT)
EOX
$33K ﹤0.01%
228
-91
-29% -$12.9K
PLCM
7403
PUT
DELISTED
POLYCOM INC
PLCM
$33K ﹤0.01%
3,000
+1,500
+100% +$15.6K
FU
7404
PUT
DELISTED
FAB UNIVERSAL CORP COM
FU
$33K ﹤0.01%
+4,500
New +$21K
ENV
7405
DELISTED
ENVESTNET, INC.
ENV
$33K ﹤0.01%
1,064
+524
+97% +$14.5K
DWSN
7406
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$33K ﹤0.01%
1,033
+382
+59% +$14K
AVD icon
7407
CALL
American Vanguard Corp
AVD
$68.4M
$32K ﹤0.01%
1,200
+800
+200% +$20.2K
BKD icon
7408
CALL
Brookdale Senior Living
BKD
$3.49B
$32K ﹤0.01%
1,200
-83,400
-99% -$2.29M
CLAR icon
7409
Clarus
CLAR
$123M
$32K ﹤0.01%
2,630
+651
+33% +$6.92K
CMS icon
7410
PUT
CMS Energy
CMS
$22.6B
$32K ﹤0.01%
1,200
– –
DAC icon
7411
Danaos Corp
DAC
$2.58B
$32K ﹤0.01%
568
+416
+274% +$25.9K
EAT icon
7412
PUT
Brinker International
EAT
$9.17B
$32K ﹤0.01%
800
-1,000
-56% -$40.9K
FNF icon
7413
PUT
Fidelity National Financial
FNF
$13.9B
$32K ﹤0.01%
2,102
+526
+33% +$7.41K
FRST icon
7414
Primis Financial Corp
FRST
$399M
$32K ﹤0.01%
3,306
+922
+39% +$9.02K
GASS icon
7415
CALL
StealthGas
GASS
$332M
$32K ﹤0.01%
3,500
+2,000
+133% +$19.3K
HTGC icon
7416
CALL
Hercules Capital
HTGC
$3.07B
$32K ﹤0.01%
2,100
-600
-22% -$8.7K
MNRO icon
7417
CALL
Monro
MNRO
$383M
$32K ﹤0.01%
700
– –
MX icon
7418
PUT
Magnachip Semiconductor
MX
$119M
$32K ﹤0.01%
1,500
+700
+88% +$14.1K
OII icon
7419
PUT
Oceaneering
OII
$4.86B
$32K ﹤0.01%
+400
New +$32.1K
OSPN icon
7420
OneSpan
OSPN
$574M
$32K ﹤0.01%
4,072
+1,894
+87% +$15.6K
POST icon
7421
CALL
Post Holdings
POST
$4.14B
$32K ﹤0.01%
+1,222
New +$35.7K
RDI icon
7422
CALL
Reading International Class A
RDI
$33.2M
$32K ﹤0.01%
+4,800
New +$30.4K
SENEA icon
7423
Seneca Foods Class A
SENEA
$1.12B
$32K ﹤0.01%
1,060
+287
+37% +$9.27K
STRR
7424
DELISTED
Star Equity Holdings
STRR
$32K ﹤0.01%
248
+81
+49% +$10.3K
VRSK icon
7425
CALL
Verisk Analytics
VRSK
$25.4B
$32K ﹤0.01%
500
+200
+67% +$12.6K
295 296
297
298 299

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.