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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREX icon
7376
Trex
TREX
$4.51B
$33K ﹤0.01%
5,336
+4,296
+413% +$25K
VNET
7377
CALL
VNET Group
VNET
$2.04B
$33K ﹤0.01%
+2,000
New +$27.6K
WF icon
7378
Woori Financial
WF
$16.7B
$33K ﹤0.01%
807
-341
-30% -$12.6K
YCL icon
7379
ProShares Ultra Yen
YCL
$33.2M
$33K ﹤0.01%
379
-144
-28% -$12.2K
CMLS
7380
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$33K ﹤0.01%
788
-115,545
-99% -$4.22M
PGTI
7381
DELISTED
PGT, Inc.
PGTI
$33K ﹤0.01%
3,347
+77
+2% +$776
SNMP
7382
DELISTED
Evolve Transition Infrastructure LP
SNMP
$33K ﹤0.01%
51
-4
-7% -$2.58K
AIMC
7383
DELISTED
Altra Industrial Motion Corp
AIMC
$33K ﹤0.01%
+1,221
New +$32.8K
RBCN
7384
CALL
DELISTED
Rubicon Technology, Inc.
RBCN
$33K ﹤0.01%
270
+260
+2,600% +$26.4K
VCRA
7385
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$33K ﹤0.01%
1,756
+1,656
+1,656% +$26.9K
MDP
7386
CALL
DELISTED
Meredith Corporation
MDP
$33K ﹤0.01%
700
– –
VER
7387
PUT
DELISTED
VEREIT, Inc.
VER
$33K ﹤0.01%
540
+220
+69% +$15K
TUES
7388
DELISTED
Tuesday Morning Corp
TUES
$33K ﹤0.01%
2,191
+23
+1% +$284
OMN
7389
DELISTED
OMNOVA Solutions Inc.
OMN
$33K ﹤0.01%
3,843
-610
-14% -$4.98K
SXCP
7390
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$33K ﹤0.01%
1,391
-1,392
-50% -$32.3K
CHFN
7391
DELISTED
Charter Financial Corp
CHFN
$33K ﹤0.01%
+3,030
New +$32K
BLJ
7392
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$33K ﹤0.01%
2,387
+252
+12% +$3.44K
CNDA
7393
DELISTED
IQ Canada Small Cap ETF
CNDA
$33K ﹤0.01%
1,510
+561
+59% +$12K
WINT
7394
CALL
DELISTED
Windtree Therapeutics Inc
WINT
$33K ﹤0.01%
1,200
+957
+394% +$23.2K
CBR
7395
DELISTED
CIBER Inc.
CBR
$33K ﹤0.01%
10,098
+8,135
+414% +$29.4K
AEPI
7396
DELISTED
AEP Industries Inc
AEPI
$33K ﹤0.01%
443
+39
+10% +$3.01K
LOCM
7397
DELISTED
LOCAL CORP COM STK (DE)
LOCM
$33K ﹤0.01%
16,750
+1,373
+9% +$2.36K
ZEP
7398
PUT
DELISTED
ZEP INC COM STK (DE)
ZEP
$33K ﹤0.01%
+2,000
New +$28.2K
ARUN
7399
CALL
DELISTED
ARUBA NETWORKS, INC.
ARUN
$33K ﹤0.01%
2,000
-204,800
-99% -$3.58M
NUCL
7400
DELISTED
ISHARES GLOBAL NUCLEAR ENERGY ETF
NUCL
$33K ﹤0.01%
965
+568
+143% +$19.4K
294 295
296
297 298

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.