We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGRI
7351
DELISTED
RBS PLC ROGERS ENHANCED INDUSTRIAL METALS EXCHANGE ETNS (UK)
RGRI
$34K ﹤0.01%
1,449
-86
-6% -$2.01K
PL
7352
CALL
DELISTED
PROTECTIVE LIFE CORP
PL
$34K ﹤0.01%
800
– –
CRUD
7353
DELISTED
TEUCRIUM COMMODITY TR WTI CRUDE OIL FD
CRUD
$34K ﹤0.01%
828
+402
+94% +$16.7K
CNVR
7354
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$34K ﹤0.01%
1,640
-668
-29% -$15.2K
BAGL
7355
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$34K ﹤0.01%
1,954
+1,788
+1,077% +$29.5K
YELL
7356
DELISTED
Yellow Corporation Common Stock
YELL
$34K ﹤0.01%
+2,000
New +$46.8K
HNH
7357
DELISTED
Handy & Harman Holdings Ltd.
HNH
$34K ﹤0.01%
1,425
+1,423
+71,150% +$29.1K
FBRC
7358
DELISTED
FBR & Co. Common Stock
FBRC
$34K ﹤0.01%
1,263
+1,017
+413% +$28.5K
AADR icon
7359
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.4M
$33K ﹤0.01%
920
-280
-23% -$9.55K
AAP icon
7360
PUT
Advance Auto Parts
AAP
$3.35B
$33K ﹤0.01%
+400
New +$32.7K
ARCO icon
7361
CALL
Arcos Dorados Holdings
ARCO
$1.72B
$33K ﹤0.01%
2,878
+720
+33% +$8.25K
ASMB icon
7362
Assembly Biosciences
ASMB
$498M
$33K ﹤0.01%
191
+29
+18% +$4.44K
AVT icon
7363
PUT
Avnet
AVT
$7.29B
$33K ﹤0.01%
800
+200
+33% +$7.72K
BBW icon
7364
Build-A-Bear
BBW
$425M
$33K ﹤0.01%
4,688
-13,805
-75% -$95.7K
GNTX icon
7365
CALL
Gentex
GNTX
$4.97B
$33K ﹤0.01%
2,600
-9,400
-78% -$111K
IFF icon
7366
CALL
International Flavors & Fragrances
IFF
$20.2B
$33K ﹤0.01%
400
-100
-20% -$8.1K
INBK icon
7367
First Internet Bancorp
INBK
$257M
$33K ﹤0.01%
1,254
+915
+270% +$24.4K
KBR icon
7368
PUT
KBR
KBR
$4.62B
$33K ﹤0.01%
1,000
-30,800
-97% -$977K
MGA icon
7369
PUT
Magna International
MGA
$18.7B
$33K ﹤0.01%
800
-600
-43% -$23.5K
PCK
7370
DELISTED
Pimco California Municipal Income Fund II
PCK
$33K ﹤0.01%
3,625
-1,435
-28% -$13.3K
PWR icon
7371
PUT
Quanta Services
PWR
$100B
$33K ﹤0.01%
1,200
-500
-29% -$13.5K
QMCO icon
7372
CALL
Quantum Corp
QMCO
$419M
$33K ﹤0.01%
+148
New +$36.2K
RXD icon
7373
ProShares UltraShort Health Care
RXD
$3.23M
$33K ﹤0.01%
66
+23
+53% +$12K
SCS
7374
CALL
DELISTED
Steelcase
SCS
$33K ﹤0.01%
2,000
+800
+67% +$12.2K
TLYS icon
7375
Tilly's
TLYS
$116M
$33K ﹤0.01%
2,290
+1,668
+268% +$24.5K
293 294
295
296 297

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.