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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLBC icon
7326
Plumas Bancorp
PLBC
$427M
$34K ﹤0.01%
5,524
+998
+22% +$6.2K
SID icon
7327
PUT
Companhia Siderúrgica Nacional
SID
$1.21B
$34K ﹤0.01%
8,000
-2,500
-24% -$8.55K
SPXL icon
7328
PUT
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.02B
$34K ﹤0.01%
2,800
-13,600
-83% -$161K
STAA icon
7329
CALL
STAAR Surgical
STAA
$1.19B
$34K ﹤0.01%
2,500
– –
STXS icon
7330
Stereotaxis
STXS
$134M
$34K ﹤0.01%
13,856
+8,723
+170% +$21.4K
TLPH icon
7331
Talphera
TLPH
$68.5M
$34K ﹤0.01%
160
-19
-11% -$4.15K
TYO icon
7332
Direxion Daily 7-10 Year Treasury Bear 3X ETF
TYO
$12.5M
$34K ﹤0.01%
1,362
-1,633
-55% -$42K
URA icon
7333
PUT
Global X Uranium ETF
URA
$5.65B
$34K ﹤0.01%
1,100
+900
+450% +$30.4K
VPV icon
7334
Invesco Pennsylvania Value Municipal Income Trust
VPV
$194M
$34K ﹤0.01%
+2,660
New +$32.9K
WSFS icon
7335
WSFS Financial
WSFS
$4.2B
$34K ﹤0.01%
1,680
-522
-24% -$10.4K
LUMO
7336
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$34K ﹤0.01%
200
– –
MANT
7337
DELISTED
Mantech International Corp
MANT
$34K ﹤0.01%
1,189
-1,361
-53% -$38.3K
IIN
7338
DELISTED
IntriCon Corporation
IIN
$34K ﹤0.01%
8,570
+228
+3% +$802
GSS
7339
DELISTED
Golden Star Resources Ltd.
GSS
$34K ﹤0.01%
17,029
-27,015
-61% -$70.8K
ZIV
7340
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$34K ﹤0.01%
+1,040
New +$33.2K
CORV
7341
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$34K ﹤0.01%
9,784
+7,056
+259% +$16.1K
KEYW
7342
DELISTED
The KEYW Holding Corporation
KEYW
$34K ﹤0.01%
2,515
+196
+8% +$2.5K
GZT
7343
DELISTED
Gazit-globe Ltd
GZT
$34K ﹤0.01%
2,561
-2,170
-46% -$28.6K
COL
7344
CALL
DELISTED
Rockwell Collins
COL
$34K ﹤0.01%
500
-300
-38% -$21.2K
LDF
7345
DELISTED
Latin American Discovery Fund
LDF
$34K ﹤0.01%
2,498
+1,292
+107% +$17.4K
FNBC
7346
DELISTED
First NBC Bank Holding Company
FNBC
$34K ﹤0.01%
+1,389
New +$34.7K
SWC
7347
PUT
DELISTED
Stillwater Mining Co
SWC
$34K ﹤0.01%
3,100
-1,200
-28% -$13.9K
HNR
7348
CALL
DELISTED
Harvest Natural Resources
HNR
$34K ﹤0.01%
1,575
+550
+54% +$9.97K
ALXA
7349
CALL
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$34K ﹤0.01%
6,600
+3,500
+113% +$16.5K
SIAL
7350
PUT
DELISTED
SIGMA - ALDRICH CORP
SIAL
$34K ﹤0.01%
400
-1,000
-71% -$84.1K
292 293
294
295 296

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.