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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTE
7301
DELISTED
ISHARES TR MSCI ACWI EX US TELECOM SVCS ETF
AXTE
$38K ﹤0.01%
603
+384
+175% +$23.9K
PTIX
7302
DELISTED
PERFORMANCE TECHNOLOGIES INC
PTIX
$38K ﹤0.01%
+10,192
New +$31.4K
HDY
7303
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$38K ﹤0.01%
9,388
+3,706
+65% +$12.9K
SDR
7304
PUT
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$38K ﹤0.01%
4,300
+1,300
+43% +$14.3K
MAB
7305
DELISTED
Eaton Vance Massachusetts Municipal Bond Fund
MAB
$38K ﹤0.01%
+3,108
New +$38K
OSG
7306
CALL
Octave Specialty Group
OSG
$242M
$37K ﹤0.01%
1,500
+500
+50% +$10.5K
DCH
7307
PUT
Dauch Corp
DCH
$1.34B
$37K ﹤0.01%
1,800
+500
+38% +$9.55K
BIO icon
7308
CALL
Bio-Rad Laboratories Class A
BIO
$8.69B
$37K ﹤0.01%
300
– –
CLFD icon
7309
Clearfield
CLFD
$417M
$37K ﹤0.01%
1,855
-1,601
-46% -$26.7K
BGMS
7310
CALL
Bio Green Med Solution Inc
BGMS
$4.8M
– –
0
– –
EET icon
7311
ProShares Ultra MSCI Emerging Markets
EET
$34.1M
$37K ﹤0.01%
485
-1,123
-70% -$84.9K
COLO
7312
Global X MSCI Colombia ETF
COLO
$205M
$37K ﹤0.01%
507
-135
-21% -$10.6K
LMAT icon
7313
LeMaitre Vascular
LMAT
$2.32B
$37K ﹤0.01%
4,684
+770
+20% +$5.96K
NTCT icon
7314
NETSCOUT
NTCT
$2.95B
$37K ﹤0.01%
1,247
-211
-14% -$5.97K
OSIS icon
7315
PUT
OSI Systems
OSIS
$3.68B
$37K ﹤0.01%
700
+500
+250% +$34.2K
PCK
7316
DELISTED
Pimco California Municipal Income Fund II
PCK
$37K ﹤0.01%
4,081
+456
+13% +$4.23K
PSTV icon
7317
CALL
Plus Therapeutics
PSTV
$25.4M
– –
0
– –
R icon
7318
CALL
Ryder
R
$9.91B
$37K ﹤0.01%
500
-38,600
-99% -$2.56M
RNG icon
7319
RingCentral
RNG
$4.66B
$37K ﹤0.01%
+2,038
New +$35.7K
SAND
7320
CALL
DELISTED
Sandstorm Gold
SAND
$37K ﹤0.01%
8,700
+800
+10% +$3.83K
SGA icon
7321
Saga Communications
SGA
$58M
$37K ﹤0.01%
738
-417
-36% -$20K
TBI
7322
Trueblue
TBI
$215M
$37K ﹤0.01%
1,460
-50
-3% -$1.25K
ULE icon
7323
ProShares Ultra Euro
ULE
$4.39M
$37K ﹤0.01%
1,439
+888
+161% +$22.7K
WEC icon
7324
PUT
WEC Energy
WEC
$35.7B
$37K ﹤0.01%
900
-1,000
-53% -$41.5K
WT icon
7325
PUT
WisdomTree
WT
$2.97B
$37K ﹤0.01%
2,100
-100
-5% -$1.42K
291 292
293
294 295

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.