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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEOS icon
7276
CALL
Geospace Technologies
GEOS
$93.8M
$38K ﹤0.01%
+400
New +$36.8K
GLL icon
7277
ProShares UltraShort Gold
GLL
$127M
$38K ﹤0.01%
93
-1,850
-95% -$698K
MTN icon
7278
PUT
Vail Resorts
MTN
$5.33B
$38K ﹤0.01%
500
-700
-58% -$50.6K
NXJ
7279
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$38K ﹤0.01%
3,006
-7,416
-71% -$92.4K
PSHG icon
7280
Performance Shipping
PSHG
$21.6M
– –
0
– –
RDI icon
7281
CALL
Reading International Class A
RDI
$32.7M
$38K ﹤0.01%
5,100
+300
+6% +$2.07K
SAIA icon
7282
Saia
SAIA
$9.32B
$38K ﹤0.01%
1,169
+743
+174% +$24.3K
SVC
7283
CALL
Service Properties Trust
SVC
$1.05B
$38K ﹤0.01%
282
-2,840
-91% -$395K
TWO
7284
CALL
Two Harbors Investment
TWO
$1.27B
$38K ﹤0.01%
513
-1,175
-70% -$88.1K
AAMC
7285
DELISTED
Altisource Asset Management Corp
AAMC
$38K ﹤0.01%
70
+65
+1,300% +$27.7K
WIRE
7286
DELISTED
Encore Wire Corp
WIRE
$38K ﹤0.01%
709
+335
+90% +$15.8K
MTBL
7287
CALL
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$38K ﹤0.01%
8,267
-115,600
-93% -$583K
GSV
7288
DELISTED
Gold Standard Ventures Corp.
GSV
$38K ﹤0.01%
56,000
-19,000
-25% -$15.1K
ARTX
7289
DELISTED
Arotech Corporation
ARTX
$38K ﹤0.01%
11,000
-1,360
-11% -$3.04K
RSYS
7290
DELISTED
Radisys Corp
RSYS
$38K ﹤0.01%
16,306
+12,296
+307% +$32.7K
FMI
7291
DELISTED
Foundation Medicine, Inc.
FMI
$38K ﹤0.01%
+1,600
New +$44.7K
RUSL
7292
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$38K ﹤0.01%
103
-28
-21% -$9.73K
DRWI
7293
DELISTED
DragonWave Inc
DRWI
$38K ﹤0.01%
1,119
-1,088
-49% -$38.6K
SFY
7294
PUT
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$38K ﹤0.01%
2,800
+2,600
+1,300% +$34.3K
REMY
7295
DELISTED
REMY INTL INC NEW COMMON
REMY
$38K ﹤0.01%
1,618
+1,213
+300% +$26.6K
APP
7296
DELISTED
AMERICAN APPAREL INC COM
APP
$38K ﹤0.01%
30,491
+25,910
+566% +$30.7K
KYTH
7297
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$38K ﹤0.01%
995
+745
+298% +$30.9K
WHX
7298
CALL
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$38K ﹤0.01%
7,200
-7,800
-52% -$39.2K
BOLT
7299
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$38K ﹤0.01%
1,735
+1,054
+155% +$20.5K
MEAS
7300
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$38K ﹤0.01%
638
-253
-28% -$14K
290 291
292
293 294

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.