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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALY
7251
Callaway Golf Company
CALY
$3.33B
$39K ﹤0.01%
4,594
-15,381
-77% -$122K
ORA icon
7252
Ormat Technologies
ORA
$6.01B
$39K ﹤0.01%
1,419
+613
+76% +$16.2K
PKX icon
7253
PUT
POSCO
PKX
$16.1B
$39K ﹤0.01%
500
– –
SBGI icon
7254
PUT
Sinclair Inc
SBGI
$991M
$39K ﹤0.01%
1,100
+500
+83% +$16.8K
VECO icon
7255
PUT
Veeco
VECO
$3.09B
$39K ﹤0.01%
1,200
+800
+200% +$25.9K
VEEV icon
7256
CALL
Veeva Systems
VEEV
$33.2B
$39K ﹤0.01%
+1,200
New +$45.8K
DFVS
7257
DELISTED
iPath US Treasury 5-year Bear ETN
DFVS
$39K ﹤0.01%
+915
New +$36.8K
LEAF
7258
DELISTED
Leaf Group Ltd.
LEAF
$39K ﹤0.01%
3,367
+3,266
+3,234% +$35.1K
PNK
7259
CALL
DELISTED
Pinnacle Entertainment Inc.
PNK
$39K ﹤0.01%
+1,500
New +$36.6K
CBPO
7260
DELISTED
China Biologic Products Holdings, Inc.
CBPO
$39K ﹤0.01%
+1,355
New +$39.3K
KZ
7261
PUT
DELISTED
KongZhong Corporation
KZ
$39K ﹤0.01%
+5,400
New +$47.5K
RGDX
7262
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
$39K ﹤0.01%
+33,244
New +$54.5K
IDIX
7263
CALL
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$39K ﹤0.01%
6,500
+4,100
+171% +$19K
ZIGO
7264
DELISTED
ZYGO CORP
ZIGO
$39K ﹤0.01%
2,583
+343
+15% +$5.22K
GASZ
7265
DELISTED
NATURAL GAS CONTANGO ETN DUE 6/14/2041
GASZ
$39K ﹤0.01%
1,443
– –
GLCH
7266
DELISTED
GLEACHER & CO INC COM NEW (NY)
GLCH
$39K ﹤0.01%
3,766
-1,421
-27% -$16.9K
NEWS
7267
DELISTED
NewStar Financial, Inc.
NEWS
$39K ﹤0.01%
2,164
+657
+44% +$11K
AAON icon
7268
Aaon
AAON
$7.5B
$38K ﹤0.01%
2,637
+1,541
+141% +$19.6K
ARWR icon
7269
Arrowhead Research
ARWR
$12B
$38K ﹤0.01%
3,500
-8,479
-71% -$67.8K
BRF icon
7270
VanEck Brazil Small-Cap ETF
BRF
$22M
$38K ﹤0.01%
1,291
-754
-37% -$23.9K
CATO icon
7271
Cato Corp
CATO
$67.3M
$38K ﹤0.01%
+1,194
New +$36.7K
CCNE icon
7272
CNB Financial Corp
CCNE
$1.04B
$38K ﹤0.01%
+2,006
New +$38.4K
CLAR icon
7273
Clarus
CLAR
$123M
$38K ﹤0.01%
2,916
+286
+11% +$3.79K
CNOB icon
7274
Center Bancorp
CNOB
$1.65B
$38K ﹤0.01%
2,000
-1,208
-38% -$19.5K
DBC icon
7275
CALL
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$38K ﹤0.01%
1,500
-1,400
-48% -$35.9K
289 290
291
292 293

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.