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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
7251
CALL
ITT
ITT
$17.7B
$36K ﹤0.01%
+1,000
New +$33.3K
LAD icon
7252
PUT
Lithia Motors
LAD
$8.31B
$36K ﹤0.01%
500
+400
+400% +$26.2K
PDS
7253
CALL
Precision Drilling
PDS
$996M
$36K ﹤0.01%
180
-20
-10% -$3.97K
RDUS
7254
CALL
DELISTED
Radius Recycling
RDUS
$36K ﹤0.01%
1,300
-4,000
-75% -$105K
TBI
7255
Trueblue
TBI
$229M
$36K ﹤0.01%
1,510
+1,132
+299% +$28.3K
WHG icon
7256
Westwood Holdings Group
WHG
$181M
$36K ﹤0.01%
752
+162
+27% +$7.87K
XOMA
7257
CALL
DELISTED
Xoma
XOMA
$36K ﹤0.01%
400
+350
+700% +$31.8K
TGA
7258
DELISTED
Transglobe Energy Corp
TGA
$36K ﹤0.01%
4,500
– –
HNP
7259
CALL
DELISTED
Huaneng Power Intl, Inc.
HNP
$36K ﹤0.01%
900
-200
-18% -$8.09K
BSTC
7260
DELISTED
BioSpecifics Technologies Corp.
BSTC
$36K ﹤0.01%
1,874
-3,225
-63% -$57.2K
ASNA
7261
DELISTED
Ascena Retail Group, Inc.
ASNA
$36K ﹤0.01%
89
+17
+24% +$6.04K
PES
7262
PUT
DELISTED
Pioneer Energy Services Corp.
PES
$36K ﹤0.01%
4,800
-9,900
-67% -$70.4K
HGT
7263
CALL
DELISTED
Hugoton Royalty Trust
HGT
$36K ﹤0.01%
4,800
+800
+20% +$6.66K
HGG
7264
CALL
DELISTED
hhgregg Inc.
HGG
$36K ﹤0.01%
2,000
+100
+5% +$1.72K
CTCT
7265
CALL
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$36K ﹤0.01%
+1,500
New +$28.5K
ONCY
7266
CALL
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$36K ﹤0.01%
+14,800
New +$41K
ANN
7267
PUT
DELISTED
ANN INC
ANN
$36K ﹤0.01%
1,000
-800
-44% -$27.3K
BYI
7268
PUT
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$36K ﹤0.01%
+500
New +$35.2K
ZIGO
7269
DELISTED
ZYGO CORP
ZIGO
$36K ﹤0.01%
2,240
-938
-30% -$14.5K
PMCT
7270
DELISTED
PMC COMMERCIAL TRUST SBI
PMCT
$36K ﹤0.01%
4,040
+17
+0.4% +$157
QMM
7271
DELISTED
QUATERRA RESOURCES INC LTD
QMM
$36K ﹤0.01%
235,232
+45,502
+24% +$5.98K
GMMB
7272
DELISTED
Columbia Intermediate Municipal Bond ETF
GMMB
$36K ﹤0.01%
711
+296
+71% +$15.1K
REGI
7273
CALL
DELISTED
Renewable Energy Group, Inc.
REGI
$36K ﹤0.01%
2,400
+1,300
+118% +$19.4K
GNAT
7274
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$36K ﹤0.01%
1,708
-83
-5% -$1.73K
PXMC
7275
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$36K ﹤0.01%
1,095
+39
+4% +$1.25K
289 290
291
292 293

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.