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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABE
7226
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$37K ﹤0.01%
1,911
+727
+61% +$14.2K
CBF
7227
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$37K ﹤0.01%
1,696
+1,327
+360% +$26.8K
ELNK
7228
CALL
DELISTED
EarthLink Holdings Corp.
ELNK
$37K ﹤0.01%
+7,500
New +$41.9K
ARIA
7229
PUT
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$37K ﹤0.01%
2,000
-33,000
-94% -$641K
ESI
7230
PUT
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$37K ﹤0.01%
1,200
+1,100
+1,100% +$31K
POZN
7231
PUT
DELISTED
POZEN INC
POZN
$37K ﹤0.01%
6,400
+400
+7% +$2.21K
MW
7232
PUT
DELISTED
THE MENS WAREHOUSE INC
MW
$37K ﹤0.01%
1,100
-200
-15% -$7.58K
EGRW
7233
DELISTED
ISHARES MSCI EMERGING MARKETS GROWTH ETF
EGRW
$37K ﹤0.01%
705
+624
+770% +$32.9K
ACFN
7234
DELISTED
Acorn Energy Inc
ACFN
$37K ﹤0.01%
6,337
-304
-5% -$2.21K
TWTI
7235
DELISTED
ROYAL BK SCOTLAND PLCGTD EXCHANGE TRADED NT (UK)
TWTI
$37K ﹤0.01%
1,816
+986
+119% +$20.1K
ZEP
7236
DELISTED
ZEP INC COM STK (DE)
ZEP
$37K ﹤0.01%
+2,262
New +$31.9K
NMB
7237
DELISTED
NUVEEN MASSACHUSETTS DIV ADV
NMB
$37K ﹤0.01%
2,785
-3,397
-55% -$46.4K
PVR
7238
PUT
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$37K ﹤0.01%
1,600
+600
+60% +$15K
ROMA
7239
DELISTED
ROMA FINANCIAL CORPORATION COM STK
ROMA
$37K ﹤0.01%
1,972
-267
-12% -$5.02K
LVB
7240
DELISTED
STEINWAY MUSICAL INSTRUMENTS
LVB
$37K ﹤0.01%
947
+336
+55% +$12.8K
TWGP
7241
PUT
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$37K ﹤0.01%
+5,300
New +$88.8K
SDR
7242
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$37K ﹤0.01%
2,879
+460
+19% +$6.3K
EMLB
7243
DELISTED
iPath Long Enhanced MSCI Emerging Markets Index ETN
EMLB
$37K ﹤0.01%
413
– –
RBL
7244
DELISTED
SPDR S&P Russia ETF
RBL
$37K ﹤0.01%
1,361
+1,234
+972% +$32K
ADTN icon
7245
Adtran
ADTN
$718M
$36K ﹤0.01%
1,370
-1,266
-48% -$32.8K
BIB icon
7246
ProShares Ultra NASDAQ Biotechnology
BIB
$77.8M
$36K ﹤0.01%
1,116
-1,556
-58% -$45.1K
CIGI icon
7247
Colliers International
CIGI
$5.08B
$36K ﹤0.01%
1,581
+569
+56% +$11.8K
EET icon
7248
CALL
ProShares Ultra MSCI Emerging Markets
EET
$34.7M
$36K ﹤0.01%
+500
New +$34.2K
FSBW icon
7249
FS Bancorp
FSBW
$314M
$36K ﹤0.01%
4,206
+3,154
+300% +$27K
IIIN icon
7250
Insteel Industries
IIIN
$602M
$36K ﹤0.01%
2,238
+574
+34% +$9.65K
288 289
290
291 292

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.