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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VE
7201
PUT
DELISTED
VEOLIA ENVIRONNEMENT
VE
$41K ﹤0.01%
2,500
+1,500
+150% +$25.1K
RTK
7202
DELISTED
Rentech, Inc.
RTK
$41K ﹤0.01%
2,329
-445
-16% -$8.16K
AIRM
7203
PUT
DELISTED
Air Methods Corp
AIRM
$41K ﹤0.01%
700
-4,200
-86% -$209K
BMRC icon
7204
Bank of Marin Bancorp
BMRC
$472M
$40K ﹤0.01%
1,852
+174
+10% +$3.76K
BOKF icon
7205
BOK Financial
BOKF
$8.58B
$40K ﹤0.01%
594
+59
+11% +$3.73K
BR icon
7206
CALL
Broadridge
BR
$17.8B
$40K ﹤0.01%
+1,000
New +$36.1K
BSET icon
7207
Bassett Furniture
BSET
$164M
$40K ﹤0.01%
2,645
-1,168
-31% -$17.2K
CRIS icon
7208
Curis
CRIS
$9.78M
$40K ﹤0.01%
7
+5
+250% +$34.3K
FMNB icon
7209
Farmers National Banc Corp
FMNB
$939M
$40K ﹤0.01%
6,117
+4,549
+290% +$28.7K
FOLD
7210
DELISTED
Amicus Therapeutics
FOLD
$40K ﹤0.01%
16,993
-7
-0% -$15
GNTX icon
7211
CALL
Gentex
GNTX
$4.97B
$40K ﹤0.01%
2,400
-200
-8% -$2.93K
IIIN icon
7212
Insteel Industries
IIIN
$593M
$40K ﹤0.01%
1,758
-480
-21% -$8.66K
OPTT icon
7213
Ocean Power Technologies
OPTT
$48.9M
$40K ﹤0.01%
102
+46
+82% +$18K
PFIG icon
7214
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$40K ﹤0.01%
1,612
-836
-34% -$20.9K
PNI
7215
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$40K ﹤0.01%
3,920
+1,202
+44% +$12.7K
RITM icon
7216
CALL
Rithm Capital
RITM
$5.52B
$40K ﹤0.01%
3,000
-950
-24% -$12.3K
ECHO
7217
CALL
EchoStar
ECHO
$24.4B
$40K ﹤0.01%
987
– –
SNBR
7218
PUT
DELISTED
Sleep Number
SNBR
$40K ﹤0.01%
1,900
+1,400
+280% +$29.4K
WERN icon
7219
Werner Enterprises
WERN
$2.24B
$40K ﹤0.01%
1,630
-1,247
-43% -$29.6K
TGH
7220
PUT
DELISTED
Textainer Group Holdings limited
TGH
$40K ﹤0.01%
1,000
+700
+233% +$26.8K
SNMP
7221
DELISTED
Evolve Transition Infrastructure LP
SNMP
$40K ﹤0.01%
55
+4
+8% +$2.72K
CTT
7222
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$40K ﹤0.01%
+2,855
New +$38.9K
ATHX
7223
CALL
DELISTED
Athersys, Inc. Common Stock
ATHX
$40K ﹤0.01%
644
+128
+25% +$6.1K
PTVCB
7224
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$40K ﹤0.01%
1,467
+868
+145% +$23K
CLUB
7225
DELISTED
Town Sports International Holdings, Inc.
CLUB
$40K ﹤0.01%
2,713
+1,815
+202% +$24K
287 288
289
290 291

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.