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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLI
7201
DELISTED
S L INDUSTRIES INC (DELAWARE)
SLI
$38K ﹤0.01%
1,557
– –
AER icon
7202
CALL
AerCap
AER
$24.2B
$37K ﹤0.01%
1,900
-700
-27% -$12.7K
AMG icon
7203
CALL
Affiliated Managers Group
AMG
$10.1B
$37K ﹤0.01%
+200
New +$35.5K
BLDP
7204
Ballard Power Systems
BLDP
$805M
$37K ﹤0.01%
21,040
+4,393
+26% +$7.88K
CE icon
7205
PUT
Celanese
CE
$4.81B
$37K ﹤0.01%
700
+200
+40% +$9.8K
CHCO icon
7206
City Holding Co
CHCO
$2.05B
$37K ﹤0.01%
852
+45
+6% +$1.94K
FBIO icon
7207
CALL
Fortress Biotech
FBIO
$91.7M
$37K ﹤0.01%
353
+326
+1,207% +$40K
FLN icon
7208
First Trust Latin America AlphaDEX Fund
FLN
$37.8M
$37K ﹤0.01%
1,521
-283
-16% -$6.69K
GGG icon
7209
CALL
Graco
GGG
$13B
$37K ﹤0.01%
1,500
+1,200
+400% +$28.2K
GROW icon
7210
US Global Investors
GROW
$37M
$37K ﹤0.01%
13,038
-4,594
-26% -$13K
H icon
7211
Hyatt Hotels
H
$16.2B
$37K ﹤0.01%
874
-693
-44% -$30.4K
L icon
7212
CALL
Loews
L
$23.9B
$37K ﹤0.01%
800
-1,400
-64% -$64.4K
MPAA icon
7213
Motorcar Parts of America
MPAA
$257M
$37K ﹤0.01%
+2,950
New +$28.4K
NI icon
7214
CALL
NiSource
NI
$21.3B
$37K ﹤0.01%
3,054
-764
-20% -$9.05K
NTCT icon
7215
NETSCOUT
NTCT
$2.98B
$37K ﹤0.01%
1,458
-4,371
-75% -$113K
PCM
7216
PCM Fund
PCM
$69.8M
$37K ﹤0.01%
3,200
-63
-2% -$716
PKX icon
7217
PUT
POSCO
PKX
$16B
$37K ﹤0.01%
500
+100
+25% +$7.27K
SKX
7218
PUT
DELISTED
Skechers
SKX
$37K ﹤0.01%
3,600
+600
+20% +$5.7K
TISI icon
7219
Team
TISI
$77.7M
$37K ﹤0.01%
93
-206
-69% -$81.2K
UHAL icon
7220
CALL
U-Haul Holding Co
UHAL
$14B
$37K ﹤0.01%
2,000
– –
UNM icon
7221
PUT
Unum
UNM
$14.3B
$37K ﹤0.01%
1,200
– –
USLM icon
7222
United States Lime & Minerals
USLM
$3.21B
$37K ﹤0.01%
+3,180
New +$37.1K
VICR icon
7223
Vicor
VICR
$9.85B
$37K ﹤0.01%
4,527
+95
+2% +$758
SLCA
7224
CALL
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$37K ﹤0.01%
1,500
-13,200
-90% -$308K
PIR
7225
CALL
DELISTED
Pier 1 Imports, Inc.
PIR
$37K ﹤0.01%
95
+20
+27% +$9.04K
287 288
289
290 291

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.