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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNXL
7176
DELISTED
Uni-Pixel, Inc.
UNXL
$38K ﹤0.01%
5,000
+4,881
+4,102% +$46.5K
CYNO
7177
CALL
DELISTED
Cynosure, Inc. Class A
CYNO
$38K ﹤0.01%
1,300
-4,300
-77% -$122K
TSL
7178
CALL
DELISTED
Trina Solar Limited
TSL
$38K ﹤0.01%
2,800
-239,100
-99% -$3.66M
NILE
7179
PUT
DELISTED
Blue Nile, Inc.
NILE
$38K ﹤0.01%
1,100
+800
+267% +$30.6K
RLYP
7180
DELISTED
RELYPSA INC COM
RLYP
$38K ﹤0.01%
+1,280
New +$46.2K
HTS
7181
CALL
DELISTED
HATTERAS FINANCIAL CORP
HTS
$38K ﹤0.01%
2,000
-45,600
-96% -$850K
RWG
7182
DELISTED
COLUMBIA SELECT LARGE CAP GROWTH ETF
RWG
$38K ﹤0.01%
878
-416
-32% -$18.4K
UTIW
7183
DELISTED
UTI WORLDWIDE INC
UTIW
$38K ﹤0.01%
3,553
-156,042
-98% -$2.23M
GAME
7184
CALL
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$38K ﹤0.01%
5,800
-15,400
-73% -$93.3K
IGTE
7185
CALL
DELISTED
IGATE CORPORATION
IGTE
$38K ﹤0.01%
+1,200
New +$41.3K
BRE
7186
PUT
DELISTED
BRE PROPERTIES INC CL A
BRE
$38K ﹤0.01%
600
-1,000
-63% -$60.1K
WIBC
7187
DELISTED
WILSHIRE BANCORP INC
WIBC
$38K ﹤0.01%
+3,404
New +$35.8K
BSQR
7188
DELISTED
BSQUARE Corporation
BSQR
$38K ﹤0.01%
12,027
+8,027
+201% +$27.4K
OIL
7189
CALL
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$38K ﹤0.01%
1,600
+100
+7% +$2.31K
ACAD icon
7190
PUT
Acadia Pharmaceuticals
ACAD
$4.43B
$37K ﹤0.01%
1,500
-53,000
-97% -$1.34M
BWA icon
7191
PUT
BorgWarner
BWA
$13.1B
$37K ﹤0.01%
682
-908
-57% -$46.3K
CCI icon
7192
PUT
Crown Castle
CCI
$33.3B
$37K ﹤0.01%
+500
New +$36.7K
CHCO icon
7193
City Holding Co
CHCO
$2.05B
$37K ﹤0.01%
823
-1,738
-68% -$78K
CME icon
7194
PUT
CME Group
CME
$96.3B
$37K ﹤0.01%
500
-6,300
-93% -$475K
DXCM icon
7195
CALL
DexCom
DXCM
$31.5B
$37K ﹤0.01%
3,600
+2,000
+125% +$20.7K
FONR
7196
DELISTED
Fonar
FONR
$37K ﹤0.01%
2,112
-4,528
-68% -$93.2K
GSM icon
7197
CALL
FerroAtlántica
GSM
$594M
$37K ﹤0.01%
1,800
+1,000
+125% +$19K
INTT icon
7198
inTEST
INTT
$155M
$37K ﹤0.01%
9,149
+8,173
+837% +$32.4K
NQP
7199
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$37K ﹤0.01%
2,810
-1,390
-33% -$18K
RDI icon
7200
CALL
Reading International Class A
RDI
$33.2M
$37K ﹤0.01%
5,100
– –
286 287
288
289 290

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.