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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
7176
PUT
Enbridge
ENB
$118B
$38K ﹤0.01%
900
+600
+200% +$25.6K
FPF
7177
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$38K ﹤0.01%
1,760
-5,718
-76% -$126K
GLP icon
7178
CALL
Global Partners
GLP
$1.69B
$38K ﹤0.01%
+1,100
New +$39.5K
ORI icon
7179
PUT
Old Republic International
ORI
$10.5B
$38K ﹤0.01%
+2,500
New +$35.9K
RJF icon
7180
CALL
Raymond James Financial
RJF
$34.1B
$38K ﹤0.01%
1,350
-2,400
-64% -$69.3K
SCHD icon
7181
Schwab US Dividend Equity ETF
SCHD
$104B
$38K ﹤0.01%
+3,369
New +$38K
TBF icon
7182
PUT
ProShares Short 20+ Year Treasury ETF
TBF
$105M
$38K ﹤0.01%
+1,200
New +$38.9K
TBCH
7183
Turtle Beach Corp
TBCH
$254M
$38K ﹤0.01%
751
+681
+973% +$41.8K
EXPR
7184
PUT
DELISTED
Express, Inc.
EXPR
$38K ﹤0.01%
80
-70
-47% -$30.9K
FCCY
7185
DELISTED
1st Constitution Bancorp
FCCY
$38K ﹤0.01%
4,067
+255
+7% +$2.29K
XONE
7186
PUT
DELISTED
The ExOne Company
XONE
$38K ﹤0.01%
+900
New +$56.4K
AXAS
7187
DELISTED
Abraxas Petroleum Corp
AXAS
$38K ﹤0.01%
740
+690
+1,380% +$34.1K
DNO
7188
DELISTED
United States Short Oil Fund
DNO
$38K ﹤0.01%
+1,146
New +$37.3K
SIGM
7189
CALL
DELISTED
Sigma Designs Inc
SIGM
$38K ﹤0.01%
6,900
+5,200
+306% +$28K
BRAQ
7190
DELISTED
Global X Brazil Consumer ETF
BRAQ
$38K ﹤0.01%
2,119
-481
-19% -$8.03K
ALTV
7191
DELISTED
Alteva
ALTV
$38K ﹤0.01%
4,823
+3,268
+210% +$27.7K
QLTY
7192
DELISTED
QUALITY DISTR INC FLA
QLTY
$38K ﹤0.01%
4,126
+3,897
+1,702% +$37.8K
TZO
7193
DELISTED
ISHARES S&P TARGET DATE 2035 ETF
TZO
$38K ﹤0.01%
967
+673
+229% +$26.7K
CBEY
7194
DELISTED
CBEYOND INC COM STK
CBEY
$38K ﹤0.01%
5,916
-11,354
-66% -$82K
PATH
7195
DELISTED
NUPATHE INC COM STK
PATH
$38K ﹤0.01%
15,839
+8,025
+103% +$21.4K
TDN
7196
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
$38K ﹤0.01%
1,472
+829
+129% +$21.7K
PDLI
7197
PUT
DELISTED
PDL BioPharma, Inc.
PDLI
$38K ﹤0.01%
4,800
-3,200
-40% -$25.7K
GTAA
7198
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$38K ﹤0.01%
+1,588
New +$38.2K
AIRM
7199
CALL
DELISTED
Air Methods Corp
AIRM
$38K ﹤0.01%
900
-200
-18% -$7.69K
QLIK
7200
CALL
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$38K ﹤0.01%
1,100
-5,000
-82% -$164K
286 287
288
289 290

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.