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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUMN
7151
DELISTED
Golden Minerals Company
AUMN
$39K ﹤0.01%
1,647
+297
+22% +$9.44K
THMO
7152
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
$39K ﹤0.01%
4
+1
+33% +$11K
PRTK
7153
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$39K ﹤0.01%
1,019
+163
+19% +$5.84K
OCSI
7154
DELISTED
Oaktree Strategic Income Corporation
OCSI
$39K ﹤0.01%
+2,897
New +$40.4K
FRAN
7155
CALL
DELISTED
Francesca's Holdings Corporation
FRAN
$39K ﹤0.01%
175
-142
-45% -$40.7K
CBK
7156
DELISTED
Christopher & Banks Corporation
CBK
$39K ﹤0.01%
+5,423
New +$35.9K
JNP
7157
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$39K ﹤0.01%
+5,388
New +$36.3K
CPN
7158
PUT
DELISTED
Calpine Corporation
CPN
$39K ﹤0.01%
2,000
-100
-5% -$1.98K
KRS
7159
DELISTED
ProShares Short S&P Regional Banking of Proshares Trust
KRS
$39K ﹤0.01%
1,168
+600
+106% +$20.1K
MBVT
7160
DELISTED
Merchants Bancshares Inc
MBVT
$39K ﹤0.01%
1,364
-686
-33% -$21.3K
NTI
7161
PUT
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$39K ﹤0.01%
2,000
-13,700
-87% -$304K
JST
7162
DELISTED
JINPAN INT'L LTD(COMMON)
JST
$39K ﹤0.01%
5,421
+2,314
+74% +$14.5K
ELX
7163
DELISTED
EMULEX CORP
ELX
$39K ﹤0.01%
5,000
-23,099
-82% -$180K
BNNY
7164
PUT
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$39K ﹤0.01%
800
+700
+700% +$31.3K
AXSL
7165
DELISTED
ISHARES TR MSCI ACWI EX US CONSUMR STAPLES ETF
AXSL
$39K ﹤0.01%
521
-140
-21% -$10.5K
GIY
7166
DELISTED
GUGGENHEIM ENHANCED CORE BOND EFT
GIY
$39K ﹤0.01%
785
-385
-33% -$19K
LPLT
7167
DELISTED
VELOCITYSHS 2X LG PLATINUM ETN LK TO S&P GSCI PLATINUM INDEX
LPLT
$39K ﹤0.01%
1,120
+844
+306% +$31.7K
SKS
7168
DELISTED
SAKS INCORPORATED
SKS
$39K ﹤0.01%
2,476
-12,667
-84% -$197K
TWGP
7169
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$39K ﹤0.01%
5,578
+4,817
+633% +$80.7K
SDR
7170
PUT
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$39K ﹤0.01%
3,000
+800
+36% +$11K
CCXE
7171
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$39K ﹤0.01%
1,249
-890
-42% -$26.1K
AMCC
7172
CALL
DELISTED
Applied Micro Circuits Corporation New
AMCC
$39K ﹤0.01%
3,000
+2,800
+1,400% +$31.8K
HR
7173
CALL
DELISTED
Healthcare Realty Trust Incorporated
HR
$39K ﹤0.01%
+1,700
New +$41.3K
ACM icon
7174
CALL
Aecom
ACM
$9.61B
$38K ﹤0.01%
1,200
-1,100
-48% -$34.4K
CFFI icon
7175
C&F Financial
CFFI
$273M
$38K ﹤0.01%
790
+440
+126% +$23.7K
285 286
287
288 289

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.