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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEPI
7126
DELISTED
AEP Industries Inc
AEPI
$43K ﹤0.01%
821
+378
+85% +$21.3K
RVLT
7127
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$43K ﹤0.01%
+1,234
New +$40.7K
RWV
7128
DELISTED
Oppenheimer Navellier Overall A-100 Revenue ETF
RWV
$43K ﹤0.01%
844
-479
-36% -$23.4K
IPCM
7129
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$43K ﹤0.01%
734
+453
+161% +$25.7K
MCRL
7130
DELISTED
MICREL INC
MCRL
$43K ﹤0.01%
4,317
+3,449
+397% +$32.4K
NPSP
7131
PUT
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$43K ﹤0.01%
1,400
-3,900
-74% -$107K
FTR
7132
CALL
DELISTED
Frontier Communications Corp.
FTR
$43K ﹤0.01%
613
-1,094
-64% -$74.8K
ANK
7133
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$43K ﹤0.01%
754
+67
+10% +$3.82K
SVA
7134
CALL
DELISTED
Sinovac Biotech, Ltd
SVA
$43K ﹤0.01%
7,100
-1,600
-18% -$9.64K
BVN icon
7135
PUT
Compañía de Minas Buenaventura
BVN
$7.69B
$42K ﹤0.01%
3,700
-100
-3% -$1.24K
CRVL icon
7136
CorVel
CRVL
$3.06B
$42K ﹤0.01%
2,694
-31,392
-92% -$445K
CSGS
7137
DELISTED
CSG Systems International
CSGS
$42K ﹤0.01%
1,428
-1,479
-51% -$40.9K
CVGW
7138
DELISTED
Calavo Growers
CVGW
$42K ﹤0.01%
1,380
+79
+6% +$2.35K
FBIO icon
7139
CALL
Fortress Biotech
FBIO
$104M
$42K ﹤0.01%
1,053
+700
+198% +$27K
FRO icon
7140
PUT
Frontline
FRO
$8.76B
$42K ﹤0.01%
2,220
-10,980
-83% -$151K
GEF icon
7141
CALL
Greif
GEF
$4.92B
$42K ﹤0.01%
800
– –
GSBC icon
7142
Great Southern Bancorp
GSBC
$874M
$42K ﹤0.01%
+1,365
New +$38.8K
MTEX icon
7143
Mannatech
MTEX
$9.24M
$42K ﹤0.01%
2,446
-133
-5% -$2.94K
NSPR icon
7144
InspireMD
NSPR
$30.4M
– –
0
– –
PAM icon
7145
Pampa Energía
PAM
$4.75B
$42K ﹤0.01%
8,143
-51,857
-86% -$297K
PETS icon
7146
CALL
PetMed Express
PETS
$41.7M
$42K ﹤0.01%
2,500
+1,400
+127% +$21.9K
PFSI icon
7147
PennyMac Financial
PFSI
$3.92B
$42K ﹤0.01%
2,374
+2,174
+1,087% +$37.6K
RPM icon
7148
PUT
RPM International
RPM
$13.7B
$42K ﹤0.01%
+1,000
New +$38.9K
TEX icon
7149
PUT
Terex
TEX
$7.18B
$42K ﹤0.01%
1,000
-500
-33% -$18.1K
TTSH
7150
PUT
DELISTED
Tile Shop Holdings
TTSH
$42K ﹤0.01%
+2,300
New +$47.6K
284 285
286
287 288

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.