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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDR
7101
CALL
DELISTED
Education Realty Trust Inc
EDR
$44K ﹤0.01%
+1,667
New +$44.7K
KBWC
7102
DELISTED
POWERSHARES KBW CAP MKT PORT
KBWC
$44K ﹤0.01%
876
+438
+100% +$20.5K
ZQK
7103
CALL
DELISTED
QUICKSILVER,INC.
ZQK
$44K ﹤0.01%
5,000
-4,000
-44% -$32.4K
CRRC
7104
DELISTED
COURIER CORP
CRRC
$44K ﹤0.01%
2,426
+1,251
+106% +$21.4K
VOLC
7105
CALL
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$44K ﹤0.01%
2,000
-700
-26% -$15.5K
JOSB
7106
CALL
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$44K ﹤0.01%
800
-400
-33% -$20.5K
JFBI
7107
DELISTED
JEFFERSON BANCSHARES INC
JFBI
$44K ﹤0.01%
6,821
-1,297
-16% -$8.14K
GTT
7108
DELISTED
GTT Communications, Inc.
GTT
$44K ﹤0.01%
+6,000
New +$33.6K
AMG icon
7109
CALL
Affiliated Managers Group
AMG
$9.69B
$43K ﹤0.01%
200
– –
CIVI
7110
CALL
DELISTED
Civitas Resources
CIVI
$43K ﹤0.01%
9
+5
+125% +$26.8K
EIG icon
7111
Employers Holdings
EIG
$922M
$43K ﹤0.01%
1,351
-904
-40% -$28K
FOR icon
7112
PUT
Forestar Group
FOR
$1.44B
$43K ﹤0.01%
+2,000
New +$41.8K
LFVN icon
7113
LifeVantage
LFVN
$81.1M
$43K ﹤0.01%
3,738
-2,101
-36% -$29.6K
MAN icon
7114
PUT
ManpowerGroup
MAN
$2.44B
$43K ﹤0.01%
+500
New +$40K
MTZ icon
7115
CALL
MasTec
MTZ
$20.8B
$43K ﹤0.01%
1,300
+1,000
+333% +$31.7K
RMTI icon
7116
PUT
Rockwell Medical
RMTI
$28.4M
$43K ﹤0.01%
37
-298
-89% -$411K
SXI icon
7117
Standex International
SXI
$3.59B
$43K ﹤0.01%
686
-3,250
-83% -$197K
UG icon
7118
United-Guardian
UG
$32.4M
$43K ﹤0.01%
1,538
+331
+27% +$8.55K
USL icon
7119
PUT
United States 12 Month Oil Fund,
USL
$45.1M
$43K ﹤0.01%
1,000
+800
+400% +$33.9K
XIN
7120
CALL
DELISTED
Xinyuan Real Estate
XIN
$43K ﹤0.01%
800
-200
-20% -$12.1K
TTM
7121
PUT
DELISTED
Tata Motors Limited
TTM
$43K ﹤0.01%
1,400
-700
-33% -$21.4K
CXO
7122
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$43K ﹤0.01%
400
+200
+100% +$21.6K
CBK
7123
PUT
DELISTED
Christopher & Banks Corporation
CBK
$43K ﹤0.01%
+5,000
New +$33.7K
GNCMA
7124
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$43K ﹤0.01%
3,865
-799
-17% -$7.79K
CFNB
7125
DELISTED
California First National Banc
CFNB
$43K ﹤0.01%
2,820
+2,800
+14,000% +$46.3K
283 284
285
286 287

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.