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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FARO
7051
PUT
DELISTED
Faro Technologies
FARO
$42K ﹤0.01%
1,000
-300
-23% -$11.5K
MPA icon
7052
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$143M
$42K ﹤0.01%
3,120
+2,043
+190% +$27K
NGD
7053
PUT
DELISTED
New Gold Inc
NGD
$42K ﹤0.01%
7,100
+1,500
+27% +$10.2K
PLCE icon
7054
Children's Place
PLCE
$59.2M
$42K ﹤0.01%
719
+88
+14% +$4.83K
SAND
7055
CALL
DELISTED
Sandstorm Gold
SAND
$42K ﹤0.01%
7,900
+5,300
+204% +$31.8K
SKT icon
7056
CALL
Tanger
SKT
$4.68B
$42K ﹤0.01%
+1,300
New +$42.6K
VMI icon
7057
CALL
Valmont Industries
VMI
$9.72B
$42K ﹤0.01%
300
-200
-40% -$28.6K
BFX
7058
DELISTED
BowFlex Inc.
BFX
$42K ﹤0.01%
5,775
+4,768
+473% +$36.7K
WBC
7059
CALL
DELISTED
WABCO HOLDINGS INC.
WBC
$42K ﹤0.01%
500
+200
+67% +$16K
ARPI
7060
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$42K ﹤0.01%
+2,380
New +$41.5K
AGOL
7061
DELISTED
ETFS ASIAN GOLD TR ETF PHYSICAL ASIAN GOLD SHS
AGOL
$42K ﹤0.01%
320
-348
-52% -$45.6K
USMI
7062
DELISTED
UNITED STS METALS INDEX FUND
USMI
$42K ﹤0.01%
1,903
– –
SUPX
7063
DELISTED
SUPERTEX INC
SUPX
$42K ﹤0.01%
1,653
+523
+46% +$12.9K
AGEM
7064
DELISTED
EGSHARES GEMS COMPOSITE ETF
AGEM
$42K ﹤0.01%
1,881
-240
-11% -$5.17K
TDH
7065
DELISTED
DEUTSCHE X-TRACKERS 2020 TARGET DATE ETF
TDH
$42K ﹤0.01%
1,683
+611
+57% +$15.7K
WWAV
7066
PUT
DELISTED
The WhiteWave Foods Company
WWAV
$42K ﹤0.01%
2,100
-2,200
-51% -$41.8K
BN icon
7067
PUT
Brookfield
BN
$109B
$41K ﹤0.01%
4,699
+3,418
+267% +$29.2K
DSGR icon
7068
Distribution Solutions Group
DSGR
$1.61B
$41K ﹤0.01%
8,000
-2,194
-22% -$13.3K
FFIC
7069
DELISTED
Flushing Financial
FFIC
$41K ﹤0.01%
2,209
+1,265
+134% +$23.4K
GBLI icon
7070
Global Indemnity Group
GBLI
$398M
$41K ﹤0.01%
1,591
-716
-31% -$18K
KTOS icon
7071
Kratos Defense & Security Solutions
KTOS
$9.73B
$41K ﹤0.01%
4,929
-897
-15% -$6.78K
MGA icon
7072
CALL
Magna International
MGA
$18.7B
$41K ﹤0.01%
1,000
-1,600
-62% -$62.7K
NICE icon
7073
PUT
Nice
NICE
$6.05B
$41K ﹤0.01%
+1,000
New +$38.5K
NXPI icon
7074
PUT
NXP Semiconductors
NXPI
$59.9B
$41K ﹤0.01%
1,100
-3,000
-73% -$106K
OII icon
7075
CALL
Oceaneering
OII
$5.02B
$41K ﹤0.01%
500
-200
-29% -$16.1K
281 282
283
284 285

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.