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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAYN
7026
DELISTED
Layne Christensen Co
LAYN
$46K ﹤0.01%
+2,731
New +$47.6K
UAM
7027
DELISTED
Universal American Corp
UAM
$46K ﹤0.01%
6,256
+3,280
+110% +$24.5K
TZD
7028
DELISTED
ISHARES TARGET DATE 2010 ETF
TZD
$46K ﹤0.01%
+1,301
New +$45.6K
IRE
7029
CALL
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$46K ﹤0.01%
3,200
-2,500
-44% -$35.2K
KNL
7030
DELISTED
Knoll, Inc.
KNL
$46K ﹤0.01%
2,509
+595
+31% +$10.1K
MNTX
7031
PUT
DELISTED
Manitex International, Inc.
MNTX
$46K ﹤0.01%
2,900
+1,100
+61% +$14.2K
BBF
7032
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$46K ﹤0.01%
3,681
-3,474
-49% -$43.3K
VIFL
7033
DELISTED
FOOD TECHNOLOGY SERVICE, INC
VIFL
$46K ﹤0.01%
6,479
+3,349
+107% +$20.3K
APEI icon
7034
American Public Education
APEI
$890M
$45K ﹤0.01%
1,040
+695
+201% +$28.7K
EFOR
7035
CALL
Everforth Inc
EFOR
$1.17B
$45K ﹤0.01%
+1,300
New +$43.3K
BBVA icon
7036
CALL
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
$45K ﹤0.01%
3,787
+105
+3% +$1.17K
BLDP
7037
PUT
Ballard Power Systems
BLDP
$805M
$45K ﹤0.01%
29,900
-200
-0.7% -$285
DAKT icon
7038
Daktronics
DAKT
$955M
$45K ﹤0.01%
2,869
-4,749
-62% -$63.1K
EQT icon
7039
CALL
EQT Corp
EQT
$33.3B
$45K ﹤0.01%
+919
New +$43.4K
FFIC
7040
DELISTED
Flushing Financial
FFIC
$45K ﹤0.01%
2,181
-28
-1% -$562
HMC icon
7041
CALL
Honda
HMC
$39.1B
$45K ﹤0.01%
1,100
-5,200
-83% -$210K
MODV
7042
DELISTED
ModivCare
MODV
$45K ﹤0.01%
+1,731
New +$47.9K
MPWR icon
7043
Monolithic Power Systems
MPWR
$70.1B
$45K ﹤0.01%
1,296
+174
+16% +$5.56K
MWA icon
7044
CALL
Mueller Water Products
MWA
$3.95B
$45K ﹤0.01%
4,800
+400
+9% +$3.41K
NGS icon
7045
Natural Gas Services Group
NGS
$472M
$45K ﹤0.01%
+1,616
New +$45.3K
OPY icon
7046
Oppenheimer Holdings
OPY
$1.14B
$45K ﹤0.01%
1,817
+617
+51% +$13K
PSA icon
7047
PUT
Public Storage
PSA
$60.5B
$45K ﹤0.01%
300
+200
+200% +$32K
RVTY icon
7048
CALL
Revvity
RVTY
$12.6B
$45K ﹤0.01%
1,100
+700
+175% +$26.8K
SNEX icon
7049
StoneX
SNEX
$9.26B
$45K ﹤0.01%
12,322
-50,316
-80% -$202K
TRNS icon
7050
Transcat
TRNS
$799M
$45K ﹤0.01%
5,670
+1,785
+46% +$14.3K
280 281
282
283 284

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.