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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYF
7026
DELISTED
The Shyft Group
SHYF
$43K ﹤0.01%
7,021
+4,621
+193% +$28.1K
THFF icon
7027
First Financial Corp
THFF
$985M
$43K ﹤0.01%
1,353
+457
+51% +$14.7K
TNL icon
7028
PUT
Travel + Leisure Co
TNL
$4.78B
$43K ﹤0.01%
1,551
-221
-12% -$6.05K
TOWN icon
7029
Towne Bank
TOWN
$3.53B
$43K ﹤0.01%
2,917
+2,086
+251% +$31.8K
TTMI icon
7030
CALL
TTM Technologies
TTMI
$13.8B
$43K ﹤0.01%
4,400
+400
+10% +$3.8K
UJB icon
7031
ProShares Ultra High Yield
UJB
$10.2M
$43K ﹤0.01%
+818
New +$42.4K
UMH
7032
UMH Properties
UMH
$1.3B
$43K ﹤0.01%
4,295
+1,003
+30% +$10.3K
VBF icon
7033
Invesco Bond Fund
VBF
$169M
$43K ﹤0.01%
2,428
-3,692
-60% -$65K
ZF
7034
DELISTED
Virtus Total Return Fund Inc.
ZF
$43K ﹤0.01%
3,176
+1,664
+110% +$22.1K
GHDX
7035
DELISTED
Genomic Health, Inc.
GHDX
$43K ﹤0.01%
1,400
– –
CLD
7036
PUT
DELISTED
Cloud Peak Energy Inc
CLD
$43K ﹤0.01%
+2,900
New +$46.5K
COF.WS
7037
DELISTED
Capital One Financial Corp
COF.WS
$43K ﹤0.01%
1,473
+973
+195% +$27K
ELOS
7038
DELISTED
Syneron Medical Ltd
ELOS
$43K ﹤0.01%
4,950
+100
+2% +$863
TE
7039
PUT
DELISTED
TECO ENERGY INC
TE
$43K ﹤0.01%
2,600
+1,400
+117% +$23.9K
RUSL
7040
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$43K ﹤0.01%
131
+88
+205% +$25.5K
YONG
7041
CALL
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$43K ﹤0.01%
7,000
+5,800
+483% +$33.7K
UOIL
7042
DELISTED
CREDIT SUISSE NASSAU BRH VELOCITY SHS 3X LONG BRENT
UOIL
$43K ﹤0.01%
1,038
+923
+803% +$40K
UMH.PRA.CL
7043
DELISTED
Umh Properties Inc
UMH.PRA.CL
$43K ﹤0.01%
1,690
+890
+111% +$23K
IPW
7044
DELISTED
SPDR S&P International Energy Sector
IPW
$43K ﹤0.01%
1,716
+1,416
+472% +$34.8K
AGD
7045
abrdn Global Dynamic Dividend Fund
AGD
$317M
$42K ﹤0.01%
4,454
-7,125
-62% -$67.1K
AIV
7046
PUT
Aimco
AIV
$384M
$42K ﹤0.01%
11,260
-3,754
-25% -$14.6K
ALGT icon
7047
CALL
Allegiant Air
ALGT
$2.82B
$42K ﹤0.01%
+400
New +$39.5K
AN icon
7048
CALL
AutoNation
AN
$7.13B
$42K ﹤0.01%
800
-200
-20% -$9.65K
ASPS icon
7049
CALL
Altisource Portfolio Solutions
ASPS
$60M
$42K ﹤0.01%
38
-200
-84% -$194K
CRAI icon
7050
CRA International
CRAI
$1.17B
$42K ﹤0.01%
2,252
+989
+78% +$18.8K
280 281
282
283 284

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.