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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTSI icon
6976
UTStarcom
UTSI
$23.5M
$48K ﹤0.01%
4,367
+1,557
+55% +$16.9K
VRSN icon
6977
CALL
VeriSign
VRSN
$26.2B
$48K ﹤0.01%
800
+200
+33% +$11K
CPE
6978
CALL
DELISTED
Callon Petroleum Company
CPE
$48K ﹤0.01%
740
+470
+174% +$30K
CEQP
6979
CALL
DELISTED
Crestwood Equity Partners LP
CEQP
$48K ﹤0.01%
+350
New +$50K
DZSI
6980
DELISTED
DZS Inc. Common Stock
DZSI
$48K ﹤0.01%
1,788
-2,189
-55% -$46.9K
CALL
6981
CALL
DELISTED
magicJack VocalTec Ltd
CALL
$48K ﹤0.01%
4,000
+1,600
+67% +$19.8K
ELNK
6982
CALL
DELISTED
EarthLink Holdings Corp.
ELNK
$48K ﹤0.01%
9,400
+1,900
+25% +$9.7K
ITC
6983
PUT
DELISTED
ITC HOLDINGS CORP
ITC
$48K ﹤0.01%
1,500
-600
-29% -$19.2K
CKP
6984
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$48K ﹤0.01%
3,000
-8,530
-74% -$134K
TRC.WS
6985
DELISTED
TEJON RANCH CO WTS EXP 8/31/2016 (DE)
TRC.WS
$48K ﹤0.01%
8,870
-660
-7% -$2.88K
RNO
6986
DELISTED
RHINO RESOURCE PARTNERS LP COM UNIT REPSTG LTD (DE)
RNO
$48K ﹤0.01%
4,171
+1,654
+66% +$19.8K
NBTF
6987
DELISTED
NB & T FINANCIAL GROUP INC
NBTF
$48K ﹤0.01%
2,529
+1,729
+216% +$34.9K
CCIH
6988
DELISTED
Chinacache International Holdings Ltd
CCIH
$48K ﹤0.01%
5,350
-110,940
-95% -$887K
CYTK icon
6989
Cytokinetics
CYTK
$10.5B
$47K ﹤0.01%
7,237
-221
-3% -$1.45K
DSX icon
6990
PUT
Diana Shipping
DSX
$302M
$47K ﹤0.01%
5,006
-17,879
-78% -$149K
GBLI icon
6991
Global Indemnity Group
GBLI
$402M
$47K ﹤0.01%
1,877
+286
+18% +$7.23K
GERN icon
6992
Geron
GERN
$828M
$47K ﹤0.01%
10,540
-2,254
-18% -$9.67K
GPRE icon
6993
PUT
Green Plains
GPRE
$1.18B
$47K ﹤0.01%
2,400
+1,600
+200% +$26.5K
HVT icon
6994
Haverty Furniture Companies
HVT
$397M
$47K ﹤0.01%
1,500
-5,041
-77% -$139K
JBSS icon
6995
John B. Sanfilippo & Son
JBSS
$967M
$47K ﹤0.01%
1,910
+1,760
+1,173% +$42.6K
LNW
6996
CALL
DELISTED
Light & Wonder
LNW
$47K ﹤0.01%
2,800
-7,200
-72% -$127K
OSPN icon
6997
OneSpan
OSPN
$574M
$47K ﹤0.01%
6,053
+1,981
+49% +$15.1K
PLUS icon
6998
ePlus
PLUS
$2.42B
$47K ﹤0.01%
3,340
+2,264
+210% +$30.3K
CZZ
6999
DELISTED
Cosan Limited
CZZ
$47K ﹤0.01%
3,408
-137,972
-98% -$2.06M
JE
7000
PUT
DELISTED
Just Energy Group Inc
JE
$47K ﹤0.01%
197
+76
+63% +$17.4K
278 279
280
281 282

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.