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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFI icon
6976
UNIFI
UFI
$126M
$45K ﹤0.01%
+1,936
New +$44.3K
VC icon
6977
CALL
Visteon
VC
$2.81B
$45K ﹤0.01%
600
+200
+50% +$13.9K
VC icon
6978
PUT
Visteon
VC
$2.81B
$45K ﹤0.01%
600
+400
+200% +$27.8K
IBA
6979
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$45K ﹤0.01%
1,147
+1,082
+1,665% +$43.1K
AUY
6980
PUT
DELISTED
Yamana Gold, Inc.
AUY
$45K ﹤0.01%
4,300
-600
-12% -$6.33K
MXIM
6981
PUT
DELISTED
Maxim Integrated Products
MXIM
$45K ﹤0.01%
1,500
+700
+88% +$19.9K
FGP
6982
PUT
DELISTED
Ferrellgas Partners, L.P.
FGP
$45K ﹤0.01%
2,000
-1,700
-46% -$38.1K
AREX
6983
DELISTED
Approach Resources Inc.
AREX
$45K ﹤0.01%
1,700
+700
+70% +$17.7K
ELLI
6984
PUT
DELISTED
Ellie Mae Inc
ELLI
$45K ﹤0.01%
1,400
+600
+75% +$16.7K
NSH
6985
PUT
DELISTED
NuStar GP Holdings LLC
NSH
$45K ﹤0.01%
+2,000
New +$48.2K
DYN
6986
DELISTED
Dynegy, Inc.
DYN
$45K ﹤0.01%
2,332
– –
SGNT
6987
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$45K ﹤0.01%
+2,212
New +$49.2K
HERO
6988
PUT
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$45K ﹤0.01%
6,100
-900
-13% -$6.56K
BDMS
6989
DELISTED
BIRNER DENTAL MGMT SVCS INC
BDMS
$45K ﹤0.01%
2,376
+1,323
+126% +$24.1K
PCP
6990
PUT
DELISTED
PRECISION CASTPARTS CORP
PCP
$45K ﹤0.01%
200
+100
+100% +$22.6K
AVIV
6991
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$45K ﹤0.01%
1,956
+456
+30% +$11K
LIFE
6992
CALL
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$45K ﹤0.01%
600
-7,100
-92% -$530K
MFT
6993
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$45K ﹤0.01%
3,482
+1,425
+69% +$17.6K
IVOP
6994
DELISTED
iPath Inverse S&P 500 VIX Short-Term Futures
IVOP
$45K ﹤0.01%
1,186
-100
-8% -$3.75K
WNR
6995
PUT
DELISTED
Western Refining Inc
WNR
$45K ﹤0.01%
1,500
-275,800
-99% -$8.11M
CZR
6996
CALL
DELISTED
Caesars Entertainment Corporation
CZR
$45K ﹤0.01%
2,300
-5,500
-71% -$103K
AEF
6997
abrdn Emerging Markets Equity Income Fund
AEF
$373M
$44K ﹤0.01%
3,217
+699
+28% +$9.64K
BVN icon
6998
PUT
Compañía de Minas Buenaventura
BVN
$8.19B
$44K ﹤0.01%
3,800
+3,600
+1,800% +$47.6K
CORN icon
6999
PUT
Teucrium Corn Fund
CORN
$169M
$44K ﹤0.01%
1,300
-3,700
-74% -$134K
EGHT icon
7000
PUT
8x8 Inc
EGHT
$318M
$44K ﹤0.01%
4,400
-8,400
-66% -$78.5K
278 279
280
281 282

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.