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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVX
6951
DELISTED
AVX Corporation
AVX
$46K ﹤0.01%
3,550
-6,674
-65% -$86.6K
SIGM
6952
DELISTED
Sigma Designs Inc
SIGM
$46K ﹤0.01%
8,235
+4,220
+105% +$22.7K
RPXC
6953
PUT
DELISTED
RPX Corporation
RPXC
$46K ﹤0.01%
2,600
+2,100
+420% +$35.9K
BSFT
6954
DELISTED
BroadSoft, Inc.
BSFT
$46K ﹤0.01%
1,276
-1,034
-45% -$33.5K
BNCN
6955
DELISTED
BNC Bancorp
BNCN
$46K ﹤0.01%
3,453
+907
+36% +$12.1K
IPCM
6956
CALL
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$46K ﹤0.01%
+900
New +$46.7K
MIG
6957
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$46K ﹤0.01%
6,995
-1,135
-14% -$8.1K
IDIX
6958
PUT
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$46K ﹤0.01%
8,800
+6,300
+252% +$27.6K
ASCMA
6959
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$46K ﹤0.01%
562
-4
-0.7% -$315
IGU
6960
DELISTED
PROSHARES TR ULTRA INVT GRADE CORP
IGU
$46K ﹤0.01%
912
-170
-16% -$8.43K
DWRE
6961
CALL
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$46K ﹤0.01%
+1,000
New +$45.1K
POM
6962
CALL
DELISTED
PEPCO HOLDINGS, INC.
POM
$46K ﹤0.01%
2,500
-1,700
-40% -$33K
ADTN icon
6963
CALL
Adtran
ADTN
$710M
$45K ﹤0.01%
1,700
-800
-32% -$20.7K
BRZU icon
6964
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$102M
$45K ﹤0.01%
+5
New +$36.2K
BBBY
6965
PUT
Bed Bath & Beyond
BBBY
$530M
$45K ﹤0.01%
1,997
-798
-29% -$18K
CNOB icon
6966
Center Bancorp
CNOB
$1.69B
$45K ﹤0.01%
3,208
+1,208
+60% +$17.4K
GDOT icon
6967
PUT
Green Dot
GDOT
$748M
$45K ﹤0.01%
1,700
-9,900
-85% -$229K
GEL icon
6968
PUT
Genesis Energy
GEL
$1.85B
$45K ﹤0.01%
900
-2,200
-71% -$111K
IOSP icon
6969
Innospec
IOSP
$2.14B
$45K ﹤0.01%
973
-106
-10% -$4.57K
KVHI icon
6970
KVH Industries
KVHI
$181M
$45K ﹤0.01%
3,243
+1,805
+126% +$24.6K
NAT icon
6971
CALL
Nordic American Tanker
NAT
$1.33B
$45K ﹤0.01%
5,622
-10,732
-66% -$89.6K
PLAB icon
6972
Photronics
PLAB
$1.92B
$45K ﹤0.01%
5,712
+192
+3% +$1.5K
SPBO icon
6973
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$45K ﹤0.01%
1,450
-12,245
-89% -$378K
SXT icon
6974
Sensient Technologies
SXT
$5.41B
$45K ﹤0.01%
946
-5,229
-85% -$229K
TAN icon
6975
CALL
Invesco Solar ETF
TAN
$1.51B
$45K ﹤0.01%
1,300
+1,100
+550% +$30.9K
277 278
279
280 281

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.