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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNDA icon
6926
PUT
Vanda Pharmaceuticals
VNDA
$307M
$50K ﹤0.01%
4,000
-7,500
-65% -$75.3K
ENZ
6927
DELISTED
Enzo Biochem, Inc.
ENZ
$50K ﹤0.01%
17,010
+7,000
+70% +$17.4K
HTLF
6928
DELISTED
Heartland Financial USA, Inc.
HTLF
$50K ﹤0.01%
1,737
+1,444
+493% +$40.5K
PTNR
6929
DELISTED
Partner Communications
PTNR
$50K ﹤0.01%
5,326
+257
+5% +$2.25K
BQH
6930
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$50K ﹤0.01%
4,000
– –
DLBS
6931
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$50K ﹤0.01%
+1,349
New +$47K
DF
6932
PUT
DELISTED
Dean Foods Company
DF
$50K ﹤0.01%
+2,900
New +$52.8K
SHOS
6933
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$50K ﹤0.01%
1,954
+1,811
+1,266% +$51.8K
OCLR
6934
DELISTED
Oclaro Inc.
OCLR
$50K ﹤0.01%
19,958
+66
+0.3% +$141
DYN
6935
DELISTED
Dynegy, Inc.
DYN
$50K ﹤0.01%
2,332
– –
FUBC
6936
DELISTED
1st United Bancorp (Florida)
FUBC
$50K ﹤0.01%
6,551
+5,551
+555% +$42.8K
HOME
6937
DELISTED
HOME FED BANCORP INC COM STK NEW (MD)
HOME
$50K ﹤0.01%
+3,356
New +$48.7K
ATMI
6938
DELISTED
A T M I INC
ATMI
$50K ﹤0.01%
1,655
-3,855
-70% -$110K
AXSL
6939
DELISTED
ISHARES TR MSCI ACWI EX US CONSUMR STAPLES ETF
AXSL
$50K ﹤0.01%
647
+126
+24% +$9.75K
ZOLT
6940
CALL
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$50K ﹤0.01%
3,000
-12,900
-81% -$216K
DRR
6941
DELISTED
Market Vectors Double Short Euro ETN
DRR
$50K ﹤0.01%
1,312
+33
+3% +$1.31K
GMTB
6942
DELISTED
Columbia Core Bond ETF
GMTB
$50K ﹤0.01%
1,003
-3
-0.3% -$152
AGM icon
6943
Federal Agricultural Mortgage
AGM
$2.47B
$49K ﹤0.01%
1,431
-2,777
-66% -$96K
ASH icon
6944
PUT
Ashland
ASH
$3.33B
$49K ﹤0.01%
1,022
-13,490
-93% -$603K
AUDC icon
6945
AudioCodes
AUDC
$244M
$49K ﹤0.01%
6,915
-20,924
-75% -$138K
BBD icon
6946
CALL
Banco Bradesco
BBD
$39.3B
$49K ﹤0.01%
9,949
+5,102
+105% +$27.1K
BH icon
6947
Biglari Holdings Class B
BH
$1.25B
$49K ﹤0.01%
155
-305
-66% -$86.1K
CSV icon
6948
CALL
Carriage Services
CSV
$641M
$49K ﹤0.01%
2,500
+2,000
+400% +$38K
DSGR icon
6949
Distribution Solutions Group
DSGR
$1.6B
$49K ﹤0.01%
8,000
– –
GLDD
6950
DELISTED
Great Lakes Dredge & Dock
GLDD
$49K ﹤0.01%
5,320
+2,306
+77% +$19.3K
276 277
278
279 280

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.