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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPXC
6926
CALL
DELISTED
RPX Corporation
RPXC
$47K ﹤0.01%
2,700
+2,600
+2,600% +$44.4K
JJS
6927
DELISTED
iPath Bloomberg Softs Subindex Total Return ETN due June 24, 2038
JJS
$47K ﹤0.01%
999
– –
AUXL
6928
CALL
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$47K ﹤0.01%
2,600
+1,600
+160% +$28.9K
VOCS
6929
CALL
DELISTED
VOCUS INC
VOCS
$47K ﹤0.01%
5,100
+3,900
+325% +$39.5K
BBL
6930
CALL
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$47K ﹤0.01%
800
+300
+60% +$17.5K
ALDW
6931
DELISTED
Alon USA Partners LP
ALDW
$47K ﹤0.01%
3,813
-6,521
-63% -$116K
DWTI
6932
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
$47K ﹤0.01%
1,585
-460
-22% -$13.2K
CLFD icon
6933
Clearfield
CLFD
$436M
$46K ﹤0.01%
3,456
+2,509
+265% +$31.2K
DIT icon
6934
AMCON Distributing
DIT
$61.1M
$46K ﹤0.01%
846
+651
+334% +$34.7K
DVY icon
6935
PUT
iShares Select Dividend ETF
DVY
$23.8B
$46K ﹤0.01%
700
-2,000
-74% -$133K
FC icon
6936
Franklin Covey
FC
$244M
$46K ﹤0.01%
2,546
-1,514
-37% -$24.2K
HTH icon
6937
CALL
Hilltop Holdings
HTH
$2.28B
$46K ﹤0.01%
+2,500
New +$42K
LSCC icon
6938
Lattice Semiconductor
LSCC
$18B
$46K ﹤0.01%
10,300
– –
MITK icon
6939
Mitek Systems
MITK
$767M
$46K ﹤0.01%
8,909
+5,470
+159% +$29.9K
NAT icon
6940
PUT
Nordic American Tanker
NAT
$1.36B
$46K ﹤0.01%
5,724
+1,431
+33% +$11.9K
STWD icon
6941
PUT
Starwood Property Trust
STWD
$5.92B
$46K ﹤0.01%
2,356
+1,364
+138% +$27.4K
TTI icon
6942
CALL
TETRA Technologies
TTI
$1.15B
$46K ﹤0.01%
3,700
-10,500
-74% -$120K
VIAV icon
6943
PUT
Viavi Solutions
VIAV
$9.95B
$46K ﹤0.01%
5,450
+1,758
+48% +$14.5K
ZSL icon
6944
PUT
ProShares UltraShort Silver
ZSL
$60.1M
$46K ﹤0.01%
8
-1
-11% -$6.76K
VIVS
6945
CALL
VivoSim Labs
VIVS
$1.28M
$46K ﹤0.01%
+33
New +$46.1K
SASR
6946
DELISTED
Sandy Spring Bancorp Inc
SASR
$46K ﹤0.01%
1,938
+395
+26% +$9.39K
AVTA
6947
PUT
DELISTED
Avantax, Inc. Common Stock
AVTA
$46K ﹤0.01%
2,000
+1,900
+1,900% +$39.6K
GSV
6948
DELISTED
Gold Standard Ventures Corp.
GSV
$46K ﹤0.01%
75,000
+6,000
+9% +$3.73K
INWK
6949
PUT
DELISTED
InnerWorkings, Inc.
INWK
$46K ﹤0.01%
+4,700
New +$51.4K
KOL
6950
CALL
DELISTED
VanEck Vectors Coal ETF
KOL
$46K ﹤0.01%
+240
New +$44.9K
276 277
278
279 280

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.